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<br />' ~ 455'& Federal Register/Vol,~~6, No. 71!Wednesday, ;anuary 17, 2001/Rules and Regulations <br />a "brightline" distinction between <br />incidental fallback and regulable <br />redeposits as encouraged by the courts <br />and instead, simply shifted the burden <br />to the regulated community. The end <br />result, they argued, would be that the <br />agencies would regulate activities that <br />are not appropriately within the scope <br />of the CWA, because, among other <br />reasons, people lack the resources, <br />wherewithal, or information to rebut the <br />presumption. <br />The changes that we have made in the <br />rule language further clarify the <br />distinctions between our approach <br />today and the 1993 Tulloch Rule. We <br />believe that today's rule reflects <br />important differences with the 1993 <br />Tulloch Rule that make our action <br />consistent with the lJMA rulings. First, <br />as discussed previously in this <br />preamble, today's amendments along <br />with those made on May 10, 1999, <br />explicitly and repeatedly exclude <br />incidental fallback from the definition <br />of "discharge of dredged material." <br />Today's rule also provides a descriptive <br />definition of incidental fallback and <br />explicitly indicates that project-specific <br />evidence maybe used to show that only <br />incidental fallback will result from the <br />activity. These provisions are a direct <br />response to the IVMA rulings and to the <br />comments that we received. In contest, <br />the relevant sections of the 1993 <br />Tulloch Rule included any redeposit, <br />including redeposits consisting of only <br />incidental fallback. <br />Similarly, contrary to the suggestion <br />of one commenter, the rebuttable <br />presumption would not have recast in <br />different legal language the central <br />hypothesis of the Tulloch Rule that <br />every redeposit of dredged material was <br />a discharge subject to regulation under <br />section 404. The commenter referenced <br />language from the 7993 Preamble stating <br />that it is "virtually impossible to <br />conduct mechanized landclearing, <br />ditching, channelization or excavation <br />in waters of the United States without <br />causing incidental redeposition of <br />dredged material (however small or <br />temporary) in the process." 58 FR at <br />45017. in contrast, the position that we <br />are taking today does not cast the <br />jurisdictional net so broadly. Both the <br />rebuttable presumption in the proposal <br />and today's rule are more narrow in <br />scope because we are not regulating <br />incidental fallback. As discussed in the <br />previous paragraph, the regulations <br />defining the discharge of dredged <br />material were amended on May 10, <br />1999, to make clear that incidental <br />fallback is not encompassed within that <br />definition and today's rule does not <br />alter that exclusion. <br />Second, some commenters claimed <br />that the rebuttable presumption that was <br />in the proposed rule is the same as the <br />de minimis exception [hat was added to <br />the regulations as part of the 1993 <br />Tulloch Rule and continues to be a part <br />of the definition of dischazge of dredged <br />material today. 33 CFR 323.2(d)(3J; 40 <br />CFR 232.2. We believe that this <br />comment misunderstands the <br />relationship between today's rule and <br />the de minimis exception contained in <br />the 1993 Tulloch Rule. We have not <br />reopened in this rulemaking the de <br />minimis exception from the 1993 rule, <br />since that provision is irrelevant to <br />determining whether an activity results <br />in a discharge of dredged material. As <br />promulgated in the 1993 rule, the de <br />minimis exception provides that section <br />404 authorization is not required for the <br />incidental addition of dredged material <br />associated with an activity that would <br />not destroy or degrade a water o[ the <br />U.S. Under the 1993 rule, mechanized <br />landclearing, ditching, channelization, <br />or other excavation activity that results <br />in a redeposit into waters of the U.S. <br />were presumed to destroy or degrade <br />waters of the U.S., unless the project <br />proponent demonsvated prior to <br />proceeding with the activity that it <br />would not cause such effects. 33 CFR <br />323.2(d)(3); 40 CF'R 232.2. Thus, the de <br />minimis exception in the existing <br />regulations and its associated <br />presumption address the issue of <br />whether otherwise regulable discharges <br />are excluded from section 404 <br />authorization because of minimal effects <br />on the environment, and does not, as <br />some commenters suggested, serve as a <br />means of asserting authority over <br />activities outside our jurisdiction based <br />on the effects of activities. <br />By contrast, today's rule addresses the <br />issue of whether a regulable discharge of <br />dredged material is even involved. <br />Today's rule does not eliminate the <br />requirement fora "discharge." Instead it <br />reflects the agencies' view that regulable <br />discharges generally are expected to <br />occur when certain activities using <br />mechanized earth-moving equipment <br />are undertaken. The proposed rule <br />described this view in terms of a <br />presumption but allowed project <br />proponents to demonstrate that their <br />activities caused only incidental <br />fallback, which is beyond section 404 <br />jurisdiction. Today's rule does not use <br />the words "presumption" or "presume" <br />to avoid any misunderstanding that we <br />are attempting to shift CWA burdens to <br />the project proponent. If the activity <br />involves only incidental fallback, it <br />would not be regulated regardless of the <br />level of associated environmental <br />impact because the statutory <br />prerequisite of a discharge has not <br />occurred. Moreover, unlike the <br />treatment oEmechanized activities when <br />attempting to qualify for the de minimis <br />exception, neither the proposed nor <br />final rules require that the project <br />proponent affirmatively demonstrate to <br />the agencies that no discharge will <br />occur prior to proceeding with his <br />activities. Thus, the de minimis <br />exception and today's rule serve <br />different purposes and operate <br />differently within the context of the <br />regulation and for that reason the de <br />minimis exception was not reopened as <br />part of this rulemaking. <br />[n addition, one commenter charged <br />that by adopting a rebuttable <br />presumption similar to the one <br />proposed in the 1992 proposal but that <br />was dropped prior to final promulgation <br />in 7993, the agencies make clear their <br />intent to sweep into regulation specific <br />activities rather than determine actual <br />discharges. In response, we note [hat the <br />1992 proposal actually contained an <br />irrebutable presumption that was more <br />inclusive than what we promulgated in <br />the 7993 Tulloch Rule and than either <br />the proposed or final rules we are <br />addressing today. In fact, contrary to the <br />sentiment expressed in the comment, <br />the allowance for project-specific <br />evidence that the activity results in only <br />incidental fallback reflects our effort to <br />restrict regulation to only regulable <br />discharges. <br />We do not believe that it is of any <br />significance that there is overlap <br />between the activities addressed by <br />today's rule and the 1993.Tulloch Rule. <br />The NMA court did not find that all <br />activities potentially encompassed by <br />that rule were beyond the scope of the <br />CWA, but rather that incidental fallback <br />was excluded. NAHB Motion Decision. <br />Thus, it is no surprise that the two rules <br />address some of the same activities. <br />d. Improperly relies on an "effects" <br />test. Several commenters argued that the <br />proposed rule improperly relies on the <br />broad goals of the CWA and an "effects <br />test" as the basis for establishing <br />jurisdiction. They contended that this <br />approach is inconsistent with the NMA- <br />related decisions and with other cases <br />addressing the basis for jurisdiction <br />under the CWA. They stated further that <br />the CWA was not intended to provide <br />comprehensive protection for wetlands. <br />We believe that the commenters <br />misunderstood the purpose and effect of <br />the proposal, as well as have misread <br />the conclusions in the NAHB Motion <br />Decision about an effects based test of <br />jurisdiction. <br />First, the agencies agree that the CWA <br />regulates "discharges" and today's rule <br />