<br />' ~ 455'& Federal Register/Vol,~~6, No. 71!Wednesday, ;anuary 17, 2001/Rules and Regulations
<br />a "brightline" distinction between
<br />incidental fallback and regulable
<br />redeposits as encouraged by the courts
<br />and instead, simply shifted the burden
<br />to the regulated community. The end
<br />result, they argued, would be that the
<br />agencies would regulate activities that
<br />are not appropriately within the scope
<br />of the CWA, because, among other
<br />reasons, people lack the resources,
<br />wherewithal, or information to rebut the
<br />presumption.
<br />The changes that we have made in the
<br />rule language further clarify the
<br />distinctions between our approach
<br />today and the 1993 Tulloch Rule. We
<br />believe that today's rule reflects
<br />important differences with the 1993
<br />Tulloch Rule that make our action
<br />consistent with the lJMA rulings. First,
<br />as discussed previously in this
<br />preamble, today's amendments along
<br />with those made on May 10, 1999,
<br />explicitly and repeatedly exclude
<br />incidental fallback from the definition
<br />of "discharge of dredged material."
<br />Today's rule also provides a descriptive
<br />definition of incidental fallback and
<br />explicitly indicates that project-specific
<br />evidence maybe used to show that only
<br />incidental fallback will result from the
<br />activity. These provisions are a direct
<br />response to the IVMA rulings and to the
<br />comments that we received. In contest,
<br />the relevant sections of the 1993
<br />Tulloch Rule included any redeposit,
<br />including redeposits consisting of only
<br />incidental fallback.
<br />Similarly, contrary to the suggestion
<br />of one commenter, the rebuttable
<br />presumption would not have recast in
<br />different legal language the central
<br />hypothesis of the Tulloch Rule that
<br />every redeposit of dredged material was
<br />a discharge subject to regulation under
<br />section 404. The commenter referenced
<br />language from the 7993 Preamble stating
<br />that it is "virtually impossible to
<br />conduct mechanized landclearing,
<br />ditching, channelization or excavation
<br />in waters of the United States without
<br />causing incidental redeposition of
<br />dredged material (however small or
<br />temporary) in the process." 58 FR at
<br />45017. in contrast, the position that we
<br />are taking today does not cast the
<br />jurisdictional net so broadly. Both the
<br />rebuttable presumption in the proposal
<br />and today's rule are more narrow in
<br />scope because we are not regulating
<br />incidental fallback. As discussed in the
<br />previous paragraph, the regulations
<br />defining the discharge of dredged
<br />material were amended on May 10,
<br />1999, to make clear that incidental
<br />fallback is not encompassed within that
<br />definition and today's rule does not
<br />alter that exclusion.
<br />Second, some commenters claimed
<br />that the rebuttable presumption that was
<br />in the proposed rule is the same as the
<br />de minimis exception [hat was added to
<br />the regulations as part of the 1993
<br />Tulloch Rule and continues to be a part
<br />of the definition of dischazge of dredged
<br />material today. 33 CFR 323.2(d)(3J; 40
<br />CFR 232.2. We believe that this
<br />comment misunderstands the
<br />relationship between today's rule and
<br />the de minimis exception contained in
<br />the 1993 Tulloch Rule. We have not
<br />reopened in this rulemaking the de
<br />minimis exception from the 1993 rule,
<br />since that provision is irrelevant to
<br />determining whether an activity results
<br />in a discharge of dredged material. As
<br />promulgated in the 1993 rule, the de
<br />minimis exception provides that section
<br />404 authorization is not required for the
<br />incidental addition of dredged material
<br />associated with an activity that would
<br />not destroy or degrade a water o[ the
<br />U.S. Under the 1993 rule, mechanized
<br />landclearing, ditching, channelization,
<br />or other excavation activity that results
<br />in a redeposit into waters of the U.S.
<br />were presumed to destroy or degrade
<br />waters of the U.S., unless the project
<br />proponent demonsvated prior to
<br />proceeding with the activity that it
<br />would not cause such effects. 33 CFR
<br />323.2(d)(3); 40 CF'R 232.2. Thus, the de
<br />minimis exception in the existing
<br />regulations and its associated
<br />presumption address the issue of
<br />whether otherwise regulable discharges
<br />are excluded from section 404
<br />authorization because of minimal effects
<br />on the environment, and does not, as
<br />some commenters suggested, serve as a
<br />means of asserting authority over
<br />activities outside our jurisdiction based
<br />on the effects of activities.
<br />By contrast, today's rule addresses the
<br />issue of whether a regulable discharge of
<br />dredged material is even involved.
<br />Today's rule does not eliminate the
<br />requirement fora "discharge." Instead it
<br />reflects the agencies' view that regulable
<br />discharges generally are expected to
<br />occur when certain activities using
<br />mechanized earth-moving equipment
<br />are undertaken. The proposed rule
<br />described this view in terms of a
<br />presumption but allowed project
<br />proponents to demonstrate that their
<br />activities caused only incidental
<br />fallback, which is beyond section 404
<br />jurisdiction. Today's rule does not use
<br />the words "presumption" or "presume"
<br />to avoid any misunderstanding that we
<br />are attempting to shift CWA burdens to
<br />the project proponent. If the activity
<br />involves only incidental fallback, it
<br />would not be regulated regardless of the
<br />level of associated environmental
<br />impact because the statutory
<br />prerequisite of a discharge has not
<br />occurred. Moreover, unlike the
<br />treatment oEmechanized activities when
<br />attempting to qualify for the de minimis
<br />exception, neither the proposed nor
<br />final rules require that the project
<br />proponent affirmatively demonstrate to
<br />the agencies that no discharge will
<br />occur prior to proceeding with his
<br />activities. Thus, the de minimis
<br />exception and today's rule serve
<br />different purposes and operate
<br />differently within the context of the
<br />regulation and for that reason the de
<br />minimis exception was not reopened as
<br />part of this rulemaking.
<br />[n addition, one commenter charged
<br />that by adopting a rebuttable
<br />presumption similar to the one
<br />proposed in the 1992 proposal but that
<br />was dropped prior to final promulgation
<br />in 7993, the agencies make clear their
<br />intent to sweep into regulation specific
<br />activities rather than determine actual
<br />discharges. In response, we note [hat the
<br />1992 proposal actually contained an
<br />irrebutable presumption that was more
<br />inclusive than what we promulgated in
<br />the 7993 Tulloch Rule and than either
<br />the proposed or final rules we are
<br />addressing today. In fact, contrary to the
<br />sentiment expressed in the comment,
<br />the allowance for project-specific
<br />evidence that the activity results in only
<br />incidental fallback reflects our effort to
<br />restrict regulation to only regulable
<br />discharges.
<br />We do not believe that it is of any
<br />significance that there is overlap
<br />between the activities addressed by
<br />today's rule and the 1993.Tulloch Rule.
<br />The NMA court did not find that all
<br />activities potentially encompassed by
<br />that rule were beyond the scope of the
<br />CWA, but rather that incidental fallback
<br />was excluded. NAHB Motion Decision.
<br />Thus, it is no surprise that the two rules
<br />address some of the same activities.
<br />d. Improperly relies on an "effects"
<br />test. Several commenters argued that the
<br />proposed rule improperly relies on the
<br />broad goals of the CWA and an "effects
<br />test" as the basis for establishing
<br />jurisdiction. They contended that this
<br />approach is inconsistent with the NMA-
<br />related decisions and with other cases
<br />addressing the basis for jurisdiction
<br />under the CWA. They stated further that
<br />the CWA was not intended to provide
<br />comprehensive protection for wetlands.
<br />We believe that the commenters
<br />misunderstood the purpose and effect of
<br />the proposal, as well as have misread
<br />the conclusions in the NAHB Motion
<br />Decision about an effects based test of
<br />jurisdiction.
<br />First, the agencies agree that the CWA
<br />regulates "discharges" and today's rule
<br />
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