<br />' , Federa: Register /Vol. 66, Nc. 11 /Wednesday, ?anuazy 17, 2001 /Rules 2nd Regulations 4557
<br />in no way establishes an effects-based
<br />test for asserting CWA jurisdiction. As
<br />was indicated in the proposal, the
<br />presence of a "discharge" of dredged or
<br />fill material into waters of the U. S. is a
<br />prerequisite to jurisdiction under
<br />section 404. The purpose of this rule is
<br />to provide further clarification of what
<br />constitutes a "discharge of dredged
<br />material." As indicated, we regard the
<br />use of mechanized earth-moving
<br />equipment to conduct landclearing,
<br />ditching, channelization, in-stream
<br />mining or other earth-moving activity in
<br />waters of the U. S. as resulting in a
<br />discharge of dredged material unless
<br />there is project-specific information to
<br />the contrary. Thus, although significant
<br />adverse environmental effects can result
<br />from activities undertaken using
<br />mechanized earth-moving equipment,
<br />the jurisdictional basis is the presence
<br />of regulable discharges.
<br />To the extent these comments are
<br />addressing the de minimis exception
<br />contained in the 1993 rule, the
<br />comments are outside the scope of this
<br />rulemaking because we have not
<br />reconsidered that provision here. We
<br />note that the continued operation of this
<br />existing regulatory provision is
<br />consistent with AMC and IVMA. The
<br />NAHB Motion Decision affirmatively
<br />rejected the position that "the Court's
<br />injtmction must be understood to bar
<br />application and enforcement of the
<br />effects-based test of jurisdiction ' '
<br />because the Court also rejected this
<br />component of the Tulloch Rule ' ` '
<br />[citation omitted.)" The Court stated
<br />The Court rejected this [es[ because the
<br />agencies ware using it to assert jurisdiction
<br />over otherwise uon-regulable activities; [he
<br />Court expressly did not determine whether
<br />the effects-based test o[ jurisdictio^ would be
<br />valid if applied to activities that otherwise
<br />come within the scope of the Act. [citation
<br />omitted) Thus, where the effects-based test is
<br />mot applied to otherwise nom-regulable
<br />activities under the Act (such as incidental
<br />fallback), the Gourt's injumctiom does mot baz
<br />its application.
<br />NAHB Motion Decision, n. 8.
<br />Likewise today's rule is not in conflict
<br />with the Slinger decision as asserted by
<br />one of the commenters. In Slinger
<br />Drainage, Inc., EPA's Environmental
<br />Appeals Board affirmed EPA's general
<br />view that "the pivotal consideration for
<br />purposes of deciding whether an
<br />individual activity is or is not subject to
<br />[he section 404 permitting requirement
<br />is whether a discharge of dredged
<br />material takes place." In re: Slinger
<br />Drainage, Inc., CWA Appeal No. 98-10
<br />(September 29, ]999)(slip opinion), at
<br />19. Notably, the EPA Environmental
<br />Appeals Board also stated in that
<br />opinion that the requirement for a
<br />discharge "is not to say that the'effects'
<br />of a particular activity are of no concern.
<br />In a broad sense effects are the driving
<br />force behind the entire regulatory
<br />scheme to protect wetlands." Id.
<br />Finally, one commenter suggested
<br />that discussions in the proposed rule's
<br />preamble concerning the release of
<br />contaminants in the water column
<br />indicate that the agencies "base their
<br />finding of jurisdiction on analysis of the
<br />effects of the mechanized landclearing,
<br />ditching, or other activity." This is
<br />incorrect. Rather than being regulated
<br />based on the effect on water quality, as
<br />discussed in section III D of today's
<br />preamble, the transport of dredged
<br />material downstream or the release of
<br />previously bound-up or sequestered
<br />pollutants (which are in and part of the
<br />dredged material) may constitute a
<br />discharge, not by virtue of associated
<br />environmental impacts, but by virtue of
<br />being added to a new location in waters
<br />of the U. S. In evaluating whether
<br />suspension or downstream transport
<br />results in a regulable discharge or only
<br />incidental fallback, we would consider
<br />the nature and amount of such
<br />suspension and transport.
<br />e. Inconsistency with District Court
<br />"specified disposal site" rationale.
<br />Several commenters contended that
<br />today's rule ignores the AMC court's
<br />analysis of "specified disposal sites."
<br />We do not see today's rule as
<br />inconsistent with this aspect of the
<br />court's decision. The court in AMC held
<br />that, even if the term "addition of a
<br />pollutant" were broad enough to cover
<br />incidental fallback, the language
<br />"specified disposal sites" in section
<br />404(a) would have led the court to the
<br />same holding. Because today's rule does
<br />not regulate incidental fallback, it is
<br />entirely consistent with this aspect of
<br />the court's opinion. Moreover, the
<br />court's reasoning in AMC was that the
<br />1993 rule effectively made all
<br />excavation sites into disposal sites,
<br />rendering the statutory language "at
<br />specified disposal sites" superfluous.
<br />Today's rule does not render the
<br />statutory language superfluous because
<br />we are only asserting jurisdiction over
<br />redeposits that occur outside the place
<br />of initial removal.
<br />2. Proposal as Inconsistent With [he
<br />CWA
<br />Several other claims were made that
<br />today's rule is not consistent with the
<br />CWA. Those claims included several
<br />pronouncements that the CWA only
<br />regulates discharges and that the
<br />legislative history demonstrates that
<br />Congress did not intend the CWA to
<br />regulate minor discharges associated
<br />with dredging, mechanized
<br />landclearing, excavation, ditching,
<br />channelization, and other de minimis
<br />discharges. One commenter disagreed
<br />with the proposition that section
<br />404(EJ(2) supports the proposed rule
<br />because it reflects Congressional
<br />recognition that these activities result in
<br />discharges. This commenter cited an
<br />excerpt from the NMA court decision-
<br />that the court was "reluctant to draw
<br />any inference [from section 404(f)] other
<br />than that Congress emphatically did not
<br />want the law to impede these bucolic
<br />pursuits"-to support his assertion.
<br />Moreover, one commenter argued that
<br />the lack of a specific reference to
<br />excavation activities in the CWA is
<br />further evidence that small-volume,
<br />incidental deposits accompanying
<br />landclearing and excavation activities
<br />were not intended to be covered under
<br />section 404. Several commenters also
<br />contended that the CWA does not
<br />require a person to make a prima facie
<br />showing that activities are exempt from
<br />regulation under the Act and the
<br />agencies can not administratively
<br />impose this requirement.
<br />As discussed in section III A d, we
<br />recognize that the statute and legislative
<br />history require a discharge for the
<br />requirements of the CWA to apply. The
<br />definition of discharge of dredged
<br />material contained in today's rule is,
<br />therefore, grounded on the statutory
<br />term "discharge of a pollutant"
<br />contained in section 502(12) of the Act
<br />and relevant court decisions that have
<br />construed the discharge requirement.
<br />We think, however, that some
<br />commenters' assertion that legislative
<br />intent mandates a broad construction of
<br />the term "incidental fallback" finds no
<br />support either in section 502(12)
<br />(defining "discharge of a pollutant" to
<br />include "anvaddition of onypollutant"
<br />(emphasis added)) or section 404(f). We
<br />do not agree that the 1972 and 1977
<br />legislative histories generally indicate
<br />that Congress did not intend to regulate
<br />minor discharges resulting from certain
<br />activities, including excavation. To the
<br />contrary, while Congress was focused
<br />on preserving the Corps' autonomy with
<br />respect to navigational dredging, i[ is
<br />clearly over-reading the history to
<br />suggest that other types of removal
<br />activities implicitly were contemplated
<br />and rejected by the choice of words
<br />such as "discharge," "pollutant,"
<br />"dredge spoil," or "disposal sites," as
<br />one commenter suggested.
<br />Moreover, the treatment of incidental
<br />discharges in the 1977 Act helps
<br />illustrate Congress' view of these types
<br />of discharges. The 404(t) exemption was
<br />necessary because Congress recognized
<br />that, absent an exemption, regulation of
<br />discharges "incidental to" certain
<br />
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