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Western Dam Engineering <br />Technical Note <br />16 <br />Special Series: What the Heck Should <br />Be in My Spec? Part 2: Writing and <br />Utilizing “Team Effort” Specifications <br />A thorough set of technical specifications for a dam <br />construction project helps ensure the owner and <br />regulator that the desired product is attained, provides <br />the contractor with a clear understanding of <br />requirements for bidding, and helps reduce risks for <br />construction claims. There are many considerations for <br />technical specifications that are unique for dam <br />construction projects. <br />In the last issue, earthwork considerations were <br />discussed in Part 1 of this series. The current topic <br />considers “team effort” specifications and their use in <br />dam construction projects. Part 3 will conclude the series <br />with a discussion of specification tips to ensure smooth <br />completion of the project. <br />Definition of Team Effort Specifications <br />Exactly what are team effort specifications, and why <br />would anyone want to use them? After all, we, as <br />engineers, like to feel we are in control of the projects we <br />design and build, and therefore we make the rules about <br />how the project will be built, as defined by the <br />specifications. But we should also be careful to not <br />interfere with a contractor’s means and methods when <br />unnecessary to do so from a dam safety perspective. <br />The reality is that a construction project consists of a <br />team that includes the owner, engineer, contractor and <br />subcontractors, manufacturers, suppliers, and regulators. <br />Team effort specifications allow portions of the project to <br />be designed by the contractor, with the review of the <br />engineer. These designs may be developed by the <br />contractor, his vendor, subcontractor, or subconsultant. <br />This approach is intended to draw on the expertise and <br />preferred means and methods of the contractor while <br />maintaining the engineer’s oversight. <br />This approach can be used in a traditional design-bid- <br />build process, or through an alternative process of <br />selecting a contractor early in the design (i.e. perhaps at a <br />30 percent design level) in an effort to complete the <br />design jointly with the contractor. The majority of this <br />article focuses on the more traditional approach. <br />Purpose of Team Effort Specifications <br />Team effort specifications can serve several purposes. <br />One purpose is the sharing or transferring of certain risk <br />elements of the project. Another purpose is to obtain the <br />input of other involved parties who are potentially more <br />knowledgeable or familiar with certain specifics of the <br />construction. These might include: <br />·Manufacturers and vendors of specialized or <br />proprietary products to be used in the construction <br />(e.g., gate manufacturers, prefabricated project <br />components, etc.), who are familiar with their own <br />products, their design criteria, installation and use. <br />·Specialty contractors (e.g., geotechnical <br />contractors), whose experience with their methods <br />is quite specific. <br />It should also be recognized that the use of team effort <br />specifications may actually help develop a team approach <br />toward problem solving which is an important <br />component of a successful project. <br />Requirements of the Engineer – What Does <br />the Engineer Need to Provide? <br />1.Design Criteria <br />As the technical professional on the team, the <br />engineer is responsible for clearly stating and <br />defining the design criteria that must be satisfactorily <br />addressed by the contractor’s design. These may <br />include such items as: <br />·Geometric requirements <br />·Preferred materials <br />·Constraints with use of on- site material <br />·Recommended source of preferred materials <br />·Hydraulic loadings <br />·Structural loadings <br />·Seismic loadings <br />·Performance requirements <br />·Design velocities <br />·Operating criteria for mechanical components <br />·Concrete strength and curing requirements <br />·Quality control and quality assurance requirements <br />·Permit requirements (e.g., environmental <br />discharge limits) <br />·Proper design guidance documents <br />·Dewatering criteria (e.g., allowable water levels) <br />·Minimum required level of flood protection <br />·Access to site by dam owner during construction <br />·Reservoir operation and release requirements <br />2.Baseline Data and Reports <br />When the contractor is being asked to design certain <br />components, the engineer is responsible for providing the <br />contractor an adequate level of information needed to (1)