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2020-07-28_GENERAL DOCUMENTS - C1980004
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2020-07-28_GENERAL DOCUMENTS - C1980004
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Last modified
1/8/2025 6:27:13 AM
Creation date
7/29/2020 9:16:27 AM
Metadata
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Template:
DRMS Permit Index
Permit No
C1980004
IBM Index Class Name
General Documents
Doc Date
7/28/2020
Doc Name Note
Case No. 20-12043 (GRH) Hopedale Mining LLC
Doc Name
Bankruptcy Notice
From
E11 USCpiq Corporate Restructuring, LLC
To
DRMS
Permit Index Doc Type
General Correspondence
Email Name
JRS
JDM
GRM
CMM
CCW
Media Type
D
Archive
No
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Case 1:20-bk-12043 Doc 107-3 Filed 07/27/20 Entered 07/27/20 15:07:21 Desc <br /> Exhibit C - Engagement Letter Page 2 of 9 <br /> (i) A monthly fee of$100,000 per month (the "Monthly Fee"), payable monthly in advance <br /> during the term of this Agreement. The first Monthly Fee shall be payable upon execution of this Agreement and each <br /> subsequent Monthly Fee shall be payable in advance on the first day of each month. If the first Monthly Fee is payable <br /> for a partial month,such first Monthly Fee shall be pro-rated from the date hereof to the end of the month; <br /> (ii) Fees for Services provided by Cambio personnel (other than the CRO), will be invoiced <br /> monthly and based on time incurred providing the services,multiplied by the following hourly rates,subject to agreed <br /> upon caps in certain instances: (A) Senior Consultants--$600 per hour;and(B)Consultants--$350 per hour;and <br /> (iii) A cash retainer(the"Retainer")of$100,000 payable upon execution of this Agreement. <br /> Any amount of the Retainer that shall remain unused at the end of this Agreement shall be immediately returned to <br /> the Company after applying all unpaid fees and expenses of the CRO and Cambio. <br /> The CRO and Cambio will make a substantial commitment of professional time and effort hereunder,which <br /> may foreclose other opportunities for us. Moreover,the actual time and effort required for the engagement may vary <br /> substantially from time to time. In light of the numerous issues that may arise in engagements such as this,the CRO's <br /> and Cambio's commitment of the time and effort necessary to address the issues that may arise in this engagement, <br /> the CRO's and Cambio's expertise and capabilities that the Company will require in this engagement,and the market <br /> rate for professionals of the CRO's and Cambio's stature and reputation, the parties agree that the fee arrangement <br /> provided herein is just and reasonable, fairly compensates the CRO and Cambio,and provides the requisite certainty <br /> to the Company.Note that we do not provide any assurance regarding the outcome of our work and our fees will not <br /> be contingent on the results of such work. Furthermore, the Company and Cambio acknowledge that Cambio may <br /> propose a completion fee at a later date,which fee, if any,will be subject to approval of the Independent Committee. <br /> In addition, without regard to whether the Restructuring is consummated or this Agreement expires or is <br /> terminated, all fees, disbursements and out-of-pocket expenses (the"Expenses") incurred by the CRO and Cambio in <br /> connection with the services to be rendered hereunder(including,without limitation, reasonable attorneys' fees,travel <br /> and lodging expenses,word processing charges,messenger services,duplicating services, facsimile expenses and other <br /> customary expenditures)shall be reimbursed to Cambio,or paid on behalf of Cambio,promptly as billed.Cambio shall <br /> be paid a cash deposit of$20,000(the"Deposit")against Expenses upon the execution of this Agreement. Any unused <br /> amounts of the Deposit will be returned to the Company upon demand.As further consideration,the Company agrees to <br /> the indemnification and other obligations set forth in Schedule I attached hereto,which such schedule is an integral part <br /> hereof and incorporated herein by reference. For the avoidance of doubt, the parties hereto acknowledge that the <br /> indemnification and other obligations set forth in Schedule I attached hereto may need to be modified in the event the <br /> Company becomes a debtor under chapter I I of the Bankruptcy Code and seeks Court approval of the engagement of <br /> the CRO and Cambio in connection with the Company's chapter 11 cases. <br /> The Company shall use its best efforts to provide for the payment of the fees and expenses set forth in Section <br /> 2 hereof in full in any plan of reorganization submitted to the Bankruptcy Court (as hereinafter defined) for <br /> confirmation. <br /> Upon the commencement of any chapter I I case,the Company shall promptly apply to the bankruptcy court <br /> having jurisdiction over the chapter 11 bankruptcy case or cases of the Company (the "Bankruptcy Court") for the <br /> approval of this Agreement and the CRO's and Cambio's retention hereunder pursuant to section 363 of the Bankruptcy <br /> Code. It being understood that in connection therewith,the Company,the CRO and Cambio will enter into an amended <br /> and restated agreement to ensure the terms thereof comply with applicable provisions of the Bankruptcy Code, <br /> Bankruptcy Court orders and applicable guidelines and procedures based on applicable prior precedent for the <br /> engagement of chief restructuring officers and their affiliated firms.It is understood that the CRO and Cambio shall have <br /> no obligation to provide any services under this Agreement if the Company becomes a debtor under the Bankruptcy Code <br /> unless the CRO's and Cambio's retention are approved by a final order of the Bankruptcy Court no longer subject to <br /> appeal,rehearing,reconsideration or petition for certiorari,and which is acceptable to Cambio. If the Company becomes <br /> a debtor under the Bankruptcy Code and the CRO's and Cambio's engagement hereunder is approved by the Bankruptcy <br /> Court,the Company shall pay all fees and expenses hereunder as promptly as practicable in accordance with applicable <br />
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