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ADJUDICATION FILE <br />Introduction <br />Tab 3, Adjudication File, describes the requirements for legal, financial, compliance, <br />and related information concerning Seneca Coal Company and the Seneca II -W <br />mining operation. <br />Identification of Interests <br />Statement of Incorporation for Seneca Coal Company. The former Seneca Coal <br />Company has been converted to Seneca Coal Company LLC, which is a Delaware <br />Corporation licensed to do business in the State of Colorado. In order to show proof <br />of this statement and to indicate Seneca Coal Company has right to certain properties <br />and leases, copies of two documents are provided as Attachments 3 -1 and 3 -2. The <br />first document is a copy of the Certificate of Conversion for Seneca Coal Company <br />in the State of Delaware. The second document is the certificate of authority to <br />conduct business in the State of Colorado. <br />Name, Address, Telephone Numbers of Applicant, Resident Agent <br />Applicant /Operator <br />Seneca Coal Company LLC <br />Seneca II -W Mine <br />Roy Karo, Reclamation Manager <br />37796 Routt County Road 53 <br />P.O. Box 670 <br />Hayden, Colorado 81639 <br />(970) 276 -5217 <br />Employer ID No. 84- 1273892 <br />PR -06 4 01 /11 <br />