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2.03.5 - COMPLIANCE INFORMATION <br />Neither GCC Energy, LLC nor persons controlled or under common <br />control has had a Federal or State mining permit for surface or <br />underground mining operations suspended or revoked in the last five <br />year period since date of issuance of CDRMS Mining Permit C -81 -035. <br />Neither GCC Energy, LLC nor persons controlled or under common <br />control has forfeited a mining bond or similar security deposited in lieu <br />of bond. <br />One violation has been issued to GCC Energy, LLC during the three <br />years prior to this application. <br />CV- 2012 -003 was issued by the Colorado Division Mining, Reclamation <br />and Safety, on April 11, 2012, for using of coal mine waste to backfill the <br />highwall at King I as was approved in the King I permit document. <br />The required abatement is ongoing at this time. <br />GCC Energy, LLC <br />Section 2.03.5 <br />Page 1 <br />King II Mine <br />August 15, 2012 <br />