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2.03.4(4) <br />(4) The Operator owns or controls or has owned or controlled the following <br />surface coal mining and reclamation operations in the United States within <br />the five years preceding the date shown on the bottom of this page. <br />(a -b) Theta Corporation <br />95 White Bridge Road #404 <br />Nashville, TN 37205 <br />EIN 61- 0315564 <br />Ownership of Theta Corporation <br />John W. Rich, 100% Stock <br />Positions assumed 12 -16 -74 <br />John W. Rich, President <br />D. Tate Rich, Vice - President <br />Patti R. Gordon, Secretary- Treasurer <br />2.03 -3 09/15/06 <br />