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2.03.4(3)(a -c) <br />Spottswood Coal Company, Inc. <br />P.O. BOX 1869 <br />Brentwood, TN 37204 <br />Telephone: (615) 298 -4875 <br />EIN 62- 1464858 <br />Ownership of Spottswood Coal Company, Inc. <br />Positions Assumed 2 -28 -91 <br />John W. Rich, 76% Stockholder <br />No other individual owns over 10% of the stock <br />John W. Rich, President and Director <br />D. Tate Rich, Vice President and Director <br />Patti R. Gordon, Secretary- Treasurer and Director <br />Myakka Equity, Inc. <br />P.O. BOX 1869 <br />Brentwood, TN 37204 <br />Telephone: (615) 298 -4875 <br />EIN 62- 1399554 <br />Ownership of Myakka Equity, Inc. <br />Positions Assumed 2 -12 -88 <br />John W. Rich, 80% Stockholder <br />No other individual owns over 10% of the stock <br />John W. Rich, President and Director <br />D. Tate Rich, Vice President, General Counsel and Director <br />Patti R. Gordon, Secretary- Treasurer and Director <br />(d) Theta Corporation, identified below, has operated or is operating in <br />the State of Kentucky under the following state permits: <br />077 -0088, 077 -5037, 077 -0085, 077 -0089, 277 -8003, <br />477 -0085, 477 -0088, 677 -8003, 877 -0017, 877 -0083, <br />888 -0062 <br />(e) Neither the applicant nor the persons who own or control the <br />applicant have any pending surface coal mining permit application <br />in any state in the United States. <br />2.03 -2 02/21/12 <br />