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Evaluation Report <br />Entity Evaluation <br />Entity Number <br />Entity Name <br />Date of Request <br />Requestor <br />Page 1 of 2 <br />151178 <br />Oxbow Mining Llc <br />2/13/2012 3:27:48 PM <br />mary.rodriguez <br />CAUTION: The Applicant/Violator System (AVS) is an informational database. Permit eligibility <br />determinations are made by the regulatory authority with jurisdiction over the permit application not <br />by the AVS. Results which display outstanding violations may not include critical information about <br />settlements or other conditions that affect permit eligibility. Consult the AVS Office at 800 -643- <br />9748 for verification of information prior to making decisions on these results. <br />2 Violations Found. <br />1: Bond Forfeiture <br />Violator 1: <br />2: Bond Forfeiture <br />Violator 1: <br />Entities: 28 <br />153997 Oxbow Carbon & Minerals Holdings Inc - Q <br />- -- 093101 William I Koch - (Chief Executive Officer) <br />- -- 093101 William I Koch - (Director) <br />- -- 093101 William I Koch - (Owner) <br />- -- 093101 William I Koch - (President) <br />- -- 093105 Zachary K Shipley - (Director) <br />- -- 093105 Zachary K Shipley - (Treasurer) <br />- -- 093107 Richard P Callahan - (Director) <br />- -- 093107 Richard P Callahan - (Secretary) <br />- -- 144987 Joan E Granlund - (Owner) <br />- -- 155064 David W Clark - (Assistant Secretary ) <br />- -- 248410 Oxbow Carbon LLC - (Subsidiary Company) <br />- - - - -- 093101 William 1 Koch - (Chief Executive Officer) <br />- - - - -- 093101 William I Koch - (Director) <br />- - - - -- 093101 William I Koch - (President) <br />- - - - -- 093105 Zachary K Shipley - (Corporate Officer) <br />- - - - -- 093105 Zachary K Shipley - (Director) <br />- - - - -- 093107 Richard P Callahan - (Director) <br />- - - - -- 093107 Richard P Callahan - (General Counsel) <br />- - - - -- 093107 Richard P Callahan - (Secretary) <br />- - - - -- 106338 Thomas W Garges Jr - ( Director) <br />- - - - -- 128003 Lawrence H Black - (Executive Vice President) <br />- - - - -- 153698 Steven E Fried - (Executive Vice President) <br />- - - - -- 155064 David W Clark - (Assistant Secretary ) <br />- - - -- 158132 David B Nestler - (Executive Vice President) <br />- - - --- 158134 Ben Klein - (Treasurer) <br />- - - - -- 158139 Eric P Johnson - (Executive Vice President) <br />- - - --- 248411 Barry Volpert - (Director) <br />- - - - -- 248412 Robert J Hurst - (Director) <br />- - - - -- 251598 Oxbow US Coal LLC - (Subsidiary Company) <br />--- - - - - -- 091993 James T Cooper- (Manager) <br />--- - - - - -- 091993 James T Cooper - (President) <br />--- - - - - -- 151178 Oxbow Mining Llc - (Subsidiary Company) <br />------ - - - - -- 091993 James T Cooper - (Manager) <br />------ - - - - -- 091993 James T Cooper - (President) <br />------ - - - - -- 141838 Joseph Michael Smith - (Assistant Secretary ) <br />------ - - - - -- 154002 Randy Litwiller- (Manager) <br />------ - - - - -- 155064 David W Clark - (Secretary) <br />------ - - - - -- 156172 M W Ludlow - (Executive Vice President) <br />------ - - - - -- 158133 John M Barnhart - (Vice President) <br />------ - - - - -- 158134 Ben Klein - (Treasurer) <br />------ - - - - -- 158147 Susan Borland - (Controller) <br />- 158147 Susan Borland - (Vice President) <br />----- - - - - -- 251599 William D Parmelee - (Chief Financial Officer) <br />UO35700 WV <br />077747 Glory Coal Co <br />U074400 WV <br />077747 Glory Coal Co <br />Permit-UO35700 Outstanding 12/2/1985 <br />Permit:U074400 Outstanding 12/2/1985 <br />Evaluation OFT <br />https:Hayss.osmre.gov /secure /evalreport.aspx 2/13/2012 <br />