2009-10-23_PERMIT FILE - C1992081A (3)

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0 COMPLIANCE INFORMATION Pursuant to Rule 2.03.5(3) of the Regulations of the Colorado Mined Land Reclamation Board for Coal Mining, the attached is a listing of each violation notice received by Hayden Gulch Terminal, Inc. (HGTI), Permit No. C-92-081, for the period May 23, 2006 to May 5, 2009 for any violation of a provision of the Act, or of any law, rule, or regulation of the United States, or of any State law, rule, or regulation enacted pursuant to Federal law, rule, or regulation pertaining to air or water environmental protection incurred in connection with any surface coal mining operation. A list of all unabated cessation orders and unabated air and water quality violation notices received between May 23, 2006 and May 5, 2009 by any surface coal mining and reclamation operation owned or controlled by either HGTI or by any other operation in the HGTI - Peabody Energy Corporation family tree is also included. For each violation notice or cessation order reported, the list includes the following information: 1. Company name, mine name, any identifying numbers for the operation, including the Federal or State permit number and MSHA number and location by State; 2. The date of issuance of the violation notice and the name of the issuing regulatory authority, department or agency; 3. A brief description of the particular violation alleged in the notice; 4. The date, location and type of any administrative or judicial proceeding initiated concerning the violation, including, but not limited to, proceedings initiated by the applicant to obtain administrative or judicial review of the violations; 5. The current status of the proceedings and of the violation notice; and, 6. The final resolution of any notice of violation. It should be noted that the attached represents a complete listing of the above-described violation notice or cessation orders and their status as reflected by the file of the Office of the General Counsel of Peabody Investments Corportion, 701 N. Market Street, Suite 700, St. Louis, Missouri MR-18 3-6.1 Revised 09/09