2009-01-07_PERMIT FILE - C1981022A ‎(6)‎

• Permit No: C1981022A
• IBM Index Class Name: Permit File
• Doc Date: 1/7/2009
• Section_Exhibit Name: 2.03 Legal, Financial, Compliance and Related Information
• Media Type: D
• Archive: Yes

Section 2.03.4
2.03.5 Compliance Information
(1)(a-b) Statement of Compliance:
Neither Oxbow Mining, LLC, nor any persons controlled by or under common control
with Oxbow Mining, LLC, have had a Federal or State mining permit suspended or
revoked in the last five years. Additionally, the aforementioned pazties have never
forfeited a mining bond or similar security.
(3)(a) Identifying numbers for the operation, including the Federal or State permit number and
MSHA number, the dates of issuance of the violation notice, the name of the person to
whom the violation notice was issued, and the name of the issuing regulatory authority,
department or agenry:
Colorado Division of Minerals and Geology Permit Number C-81-022
United States Depaztment of Labor, Mine Safety and Health Administration
Identification Number OS-04452 Sanborn Creek Mine
Identification Number OS-04674 Elk Creek Mine and surface facilities
NOV # ISSUE DATE PERSON ISSUED
TO REGULATORY
AUTHORITY
CV-2006-001 7/23106 James Ki er DMG b Jim Stark
(3)(b) Brief description of the particular violation alleged in the notice.
CV-2006-001 Alleged failure to permit a borehole and provide a bond.
(3)(c) The date, location and type of administrative or judicial proceedings initiated concerning the
violations.
NOV # DATE LOCATION ACTION
CV-2006-001 03/21/06 Denver Assessment Conference
04/05/06 Denver DMG Settlement Agreement Issued,
Penalty Amount S100.00
(3)(b) The current status of the proceedings and of the violation notices.
NOV Proceedings
CV-2006-001 Completed
Violation Notice
Terminated
(3)(e) The actions, if any, taken by the applicant to abate the violation.
NOV CV-2006-007 Issued 1/23/06
Action Taken. Abatement for this violation required OMLLC to Permit the borehole as-
built and bond with Minor Revision MR-76. MR-76 Approval on 3/21/06
(3)(E) The final resolution of any notice of violation.
NOV Proceedings Violation Notice Penal
CV-2006-001 Completed Terminated Paid
(4) Any changes in Section 2.03.5 occurring between the date the permit transfer application is
submitted and approval of pemrit transfer will be incorporated prior to final permit transfer
approval.
MR-79 2.03-12 Rev May 2006