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Current Previous and Pending Coal Mining Permits Held by Seneca Coal Company and Principal <br />Shareholders <br />Seneca Coal Company currently holds three coal mining permits in the United States. Two of these <br />permits, C-80-005 for Seneca II Mine and C-82-057 for Seneca II-W Mine were transferred from <br />Peabody Coal Company to Seneca Coal Company on October 17, 1994. The third permit, C-94-082 <br />for Yoast Mine, was issued to Seneca Coal Company on August 7, 1995. Current, previous,. and <br />pending mining permits obtained by Seneca Coal Company and its principal shareholders are listed in <br />Appendix 3-5. <br />Legal Owners of Record of the Surface, Coal, Oil, Gas, and Other Minerals <br />The following lists the owners of record of the surface, coal, oil and gas, and other minerals within <br />the permit area of the Yoast Mine. Exhibit 3-1 depicts the areas associated with these ownerships. <br />Appendix 3-2 provides an alphabetical listing of the owners and their addresses. Appendix 3-3 lists <br />the ownership by legal description as recorded at the Routt County Courthouse. <br />Please note that minerals owners, other than coal, oil, and gas, are the same as the oil and gas owners. <br />However, no other minerals are leased at this time. <br />Surface Ownership: (refer to Exhibit 3-1 and Appendices 3-2 and 3-3) <br />Name Tract Number <br />Carroll Family Land LLLP ..................................................... 97 <br />Hallenbeck, Dennis A. and Laurie L .................................... 89 <br />Hockett Farms, Inc .................................................................. 92 <br />Patrick, John W. and Linda .................................................... 64, 64,67 <br />Public Service Company of Colorado .................................. 18, 20, 22, 23, 25, 26, 49, 50, 51 <br />Seneca Coal Company ............................................................. 5, 5A, 11, 12, 22, 25, 26, 27, 28, 29, 45, <br /> 46, 48, 87 <br />State of Colorado ..................................................................... 17 <br />U.S.A .......................................................................................... 24, 24,32 <br />20 Mile Sheep, LLC ................................................................. 3, 4, 6, 93, 94 <br />Coal Ownership: (refer to Exhibit 3-1 and Appendices 3-2 and 3-3) <br />Name Tract Number <br />Bennett, Lorraine ..................................................................... 18 <br />Bounds, jewel ........................................................................... 5 <br />Carpenter, WN ........................................................................ 6, 6,18 <br />Chase, John D .......................................................................... 4 <br />Coppock, Betty P ..................................................................... 18, 18,20 <br />Dittman, Delphine P. and John G ........................................ 4 <br />Hartman, Barbra Ann .............................................................. 5 <br />Marr, Helen D . ......................................................................... 20 <br />McLaughlin, Wilma ................................................................. 20 <br />Pierson, John D. and Donna B .............................................. 4 <br />Roten, Peggy C ......................................................................... 4 <br />Seneca Coal Company ............................................................. <br />State of Colorado ..................................................................... 5, 18, 20, 48 <br />17 <br />Tuttle, J. Burton ....................................................................... 18, 18,20 <br />TR-37 3 Revised 1/08