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DJUDICATION FILE <br />INTRODUCTION <br />Tab 3, Adjudication File, describes the requirements for legal, financial, compliance, and related <br />information concerning Seneca Coal Company and the Yoast mining operation. <br />IDENTIFICATION OF INTERESTS <br />Statement of Incorporation for Seneca Coal Company. Seneca Coal Company is a Delaware <br />Corporation licensed to do business in the State of Colorado. In order to show proof of this <br />statement, and to indicate Seneca Coal Company has right to certain properties and leases, copies of <br />two documents are provided as Attachments 3-1 and 3-2. The first document is a copy of the <br />incorporation certificate for Seneca Coal Company in the State of Delaware. The second document is <br />the certificate of authority to conduct business in the State of Colorado. <br />Name Address Telephone Numbers of Applicant and Resident Agent. <br />Applicant/Operator. <br />Seneca Coal Company - Yoast Mine <br />37796 Routt County Road 53 <br />P.O. Box 670 <br />Hayden, Colorado 81639 <br />(970) 276-5219 <br />0 Roy Karo, Reclamation Manager <br />Employer ID No. 84-1273892 <br />Resident Agent. <br />The Corporation Company <br />1675 Broadway, Suite 1200 <br />Denver, Colorado 80202 <br />(303) 629-2500 <br />Employer ID No. 51-0099485 <br />Person Responsible for AMLR. Seneca Coal Company will pay the abandoned mine land reclamation <br />fee. <br />Ownership Control for Seneca Coal Company. Seneca Coal Company (SCC) is owned by Colorado <br />Coal Resources LLC (CCR), which in turn is owned by Peabody Investments Corp (PIC). which in <br />turn is controlled by Peabody Energy Corporation. Ownership and control information for SCC, <br />CCR, PIC and Peabody Energy Corporation is presented in Attachment 3-5. <br />Officers and directors for the companies in the Organizational Family Tree are typically elected or <br />appointed at the annual Board of Directors meeting. Their terms are also renewed at this annual <br />meeting. <br />TR-37 1 Revised 1/08