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TAB 3 <br />ADJUDICATION FILE <br />TABLE OF CONTENTS <br />State Reg. Page <br />Introduction ...........................................................................................................................................3-1 <br />2.03.4 Identification of Interests ............................ <br />2.03.4(1) Statement of Incorporation for Seneca Coal Company ........................................... 3-1 <br />2.03.4(2) Permit Applicant: The Name, Address, Telephone Number, and <br />Employer Identification Number ................................................................................. 3-1 <br />2.03.4(3) Owner, Officer and Director Information for the Seneca <br />Coal Company - Peabody Energy Corporation Organizational <br />Family Tree ...................................................................................................................... 3-1 <br />2.03.4(4) Names under which Applicant or Principal Shareholder Operates Coal Mines.. 3-2 <br />Permit Area - Legal Description ....................... <br />2.03.4(6) (a) Legal Owners of Record of the Surface, Coal, Oil and Gas Within <br />the Permit Boundary ...................................................................................................... 3-4 <br />2.03.4(6)(b) Holders of Record of any Leasehold on and Contiguous <br />with the Permit Boundary ............................................................................................. 3-5 <br />2.03.4(6)(c) Purchaser of Record under a Real Estate Contract ................................................... 3-10 <br />2.03.4(7) Names and Addresses of Contiguous Owners to the Permit Boundary <br />for the Surface, Coal, Oil and Gas ............................................................................... 3-10 <br />2.03.4(8) Mine Name and MSHA Number ................................................................................. 3-12 <br />2.03.4(9) Interests in Contiguous Lands ...................................................................................... 3-12 <br />2.03.5 Compliance Information ............................................................................................... 3-13 <br />2.03.5(1)(a) Statement of Non-revocation of Permit ..................................................................... 3-13 <br />2.03.5(1)(b) Statement of Bond Forfeiture ....................................................................................... 3-13 <br />2.03.5(3) List of Violations ............................................................................................................. 3-13 <br />2.03.6 Right of Entry and Operation Information ................................................................ 3-13 <br />2.03.6(1&2) Right of Entry .................................................................................................................. 3-13 <br />MR-58 3-i Revised 6/08