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2.03.5 - COMPLIANCE INFORMATION <br />Neither GCC Energy, LLC nor persons controlled or under common <br />control has had a Federal or State mining permit for surface or <br />underground mining operations suspended or revoked in the last five <br />year period since date of issuance of CDRMS Mining Permit C-1981-035. <br />Neither GCC Energy, LLC nor persons controlled or under common <br />control has forfeited a mining bond or similar security deposited in lieu <br />of bond. <br />One violation has been issued to GCC Energy, LLC (as National King <br />Coal, LLC at the King I Mine) during the three years prior to this <br />application. <br />CV-2006-005 was issued by the Colorado Division Mining, Reclamation <br />and Safety, on September 5, 2006, for "aerial extent and orientation of <br />underground workings deviated from currently approved mine plan." <br />The required abatement was undertaken by submitting a revised mine <br />plan map. <br />NOV CV-2006-005 was abated with the approval by the Division of <br />Technical Revision TR-10 on October 5, 2006. <br />GCC Energy, LLC King II Mine <br />Section 2.03.5 <br />Page 1 December, 2007 <br />ef IZIog e'0 -3 <br />