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2.03.5 - COMPLIANCE INFORMATION <br />Neither GCC Energy, LLC nor persons controlled or under common control has had <br />a Federal or State mining permit for surface or underground mining operations <br />suspended or revoked in the last five year period since date of issuance of CDRMS <br />Mining Permit C-1981-035. <br />Neither GCC Energy, LLC nor persons controlled or under common control has <br />forfeited a mining bond or similar security deposited in lieu of bond. <br />One violation has been issued to GCC Energy, LLC (as National King Coal, LLC) <br />during the three years prior to this application. <br />CV-2006-005 was issued by the Colorado Division Mining, Reclamation and Safety, <br />on September 5, 2006, for "aerial extent and orientation of underground workings <br />deviated from currently approved mine plan." <br />The required abatement was undertaken by submitting a revised mine plan map. <br />NOV CV-2006-005 was abated with the approval by the Division of Technical <br />Revision TR-10 on October 5, 2006. <br />GCC Energy, LLC <br />Section 2.03.5 <br />Page 1 <br />King I Mine <br />December, 2007 <br />14?Prore J 4/z/d g Xb -,3