Date: 31-Oct-2002 Application Violator System
<br />Organizational Family Tree (OFT)
<br />(150782) PEABODY ENERGY CORP
<br />Entity Desc Begin
<br />ID Name Code Date
<br />100500 KLINGER, JEFFERY L SEC
<br />100500 KLINGER, JEFFERY L VP
<br />105754 PALMER, FREDRICK D EVP
<br />107936 WHITING, RICHARD M COO
<br />107936 WHITING, RICHARD M DIR
<br />107936 WHITING, RICHARD M PRS
<br />108384 SCHAAB, STEVEN F TRS
<br />108384 SCHAAB, STEVEN F VP
<br />108870 ENGELHARDT, IRL F CB
<br />108870 ENGELHARDT, IRL F CEO
<br />108870 ENGELHARDT, IRL F DIR
<br />113183 RUSNACK, WILLIAM C DIR
<br />113541 HOLWAY, GEORGE J VP
<br />120340 BETHEL, TERRY L VP
<br />123719 FIEHLER, SHARON K SCHERGEN EVP
<br />123720 WICKSTRA, GREGG P VP
<br />130140 BEERBOWER, DAVID A VP
<br />133381 NAVARRE, RICHARD A CFO
<br />133381 NAVARRE, RICHARD A EVP
<br />146048 GOODSPEED, ROGER H DIR
<br />146049 LENTZ, HENRY E ASC
<br />146049 LENTZ, HENRY E DIR
<br />146049 LENTZ, HENRY E VP
<br />146050 WASHKOWITZ, ALAN H DIR
<br />146051 HERLIHY, FELIX AST
<br />146051 HERLIHY, FELIX DIR
<br />146052 JAMES, WILBER E DIR
<br />146053 WALCOTT JR, ROGER B EVP
<br />146466 LEHMAN BROTHERS MERCHANT BANKI SH
<br />146584 CO INVESTMENT PARTNERS LP SH
<br />146585 LB I GROUP INC SH
<br />146586 LEHMAN BROTHERS OFFSHORE INVES SH
<br />146661 ROBISON, RICHARD D VP
<br />147600 LEHMAN BROTHERS CAPITAL PARTNE SH
<br />148005 WILLIAMS, JACOB A VP
<br />148741 VINING, PAUL H EVP
<br />149160 PUTZ, JANETTE I AST
<br />152024 BEERBAUER, DAVID A VP
<br />152210 HAWKINS, WALTER L AST
<br />152210 HAWKINS, WALTER L DIR
<br />152480 TOUHILL, BLANCHE M DIR
<br />152481 SCHLESINGER, JAMES R DIR
<br />152482 STOTTLEMYRE, L BRENT VP
<br />152881 DUROC DANNER, B J DIR
<br />106689 FOX, LARRY H VP
<br />152883 MUELLER, C W DIR
<br />123719 FIEHLER, SHARON K SCHERGEN VP
<br />Time :10:14:14
<br />Page: 1
<br />End Pct. Hold
<br />Date Own. Code
<br />4-Jun-1998 ?
<br />4-Jun-19981/
<br />12-Feb-2001./
<br />4-Jun-19981/
<br />4-Jun-1998V
<br />4-Jun-1998 ?
<br />4-Jun-1998 ?
<br />4-Jun-1998?
<br />4-Jun-1998\/
<br />4-Jun-1998 \/
<br />4-Jun-1998 ?
<br />29-Jan-2002 ?
<br />19-Jun-1998`
<br />4-Jun-1998 ?
<br />4-Jun-1998 ? ,ts?k?s
<br />4-Jun-19981/
<br />4-Jun-1998-"
<br />4-Jun-1998 '\/'
<br />4-Jun-1998 ?
<br />19-May-1998 ?
<br />19-May-1998 \-/
<br />19-May-1998V
<br />19-May-1998`
<br />19-May-19981/
<br />19-May-19981/
<br />18-Jul-2001
<br />18-Jul-2001
<br />12-Feb-2001,/
<br />19-May-1998/ 35% REB
<br />19-May-1998`/ 10% REB
<br />19-May-1998\/ 10% REB
<br />19-May-1998? 22% REB
<br />12-May-1999 \-/
<br />11-May-1999%/ 13% REB
<br />12-May-1999v
<br />12-Feb-2001°-/
<br />15-Mar-2000
<br />4-Jun-1998
<br />29-Jan-2002\,/
<br />29-Jan-2002
<br />6-Dec-2001V
<br />6-Dec-2001'/
<br />10-May-2002
<br />18-Jul-20010
<br />10-Apr-2001 30-Jun-2001`
<br />18-Jul-2001 6-Dec-2001'
<br />10-Apr-2001 18-Apr-2002,,/
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