PERMFILE125164

• Permit No: C1982057A
• IBM Index Class Name: Permit File
• Doc Date: 5/1/2003
• Doc Name: Compliance Information
• Section_Exhibit Name: Tab 3 Appendix 3-6
• Media Type: D
• Archive: Yes

COMPLIANCE INFORMATION
Introduction
Pursuant to Rule 2, Section 3.513) of the Regulations of the Colorado Mined Land Reclamation
Board for Coal Mining, the attached is a listing of each violation notice received by Seneca Coal
Company for the period September 1, 1997 to October 1, 2001 for any violation of a provision
of the Act, or of any law, rule or regulation of the United States, or of any State law, rule or
regulation enacted pursuant to Federal law, rule of regulation pertaining to air or water
environmental protection incurred in connection with any surface coal mining operation. A list
of all unabated cessation orders and unabated air and water quality violation notices received
prior to October 23, 2001 by any surface coal mining and reclamation operations owned or
controlled by either Seneca Coal Company or by any person who owns or controls Seneca Coal
Company is also included.
For each violation notice or cessation order reported, the list includes the following information:
1. Any identifying numbers for the operation, including the Federal or State permit number
and MSHA number, the dates of issuance of the violation notice and MSHA number, the
name of the person to whom the violation notice was issued, and the name of the issuing
regulatory authority, department or agency;
2. A brief description of the particular violation alleged in the notice;
3. The date, location and type of any administrative or judicial proceeding initiated concerning
the violation, including, but not limited to, proceedings initiated by the applicant to obtain
administrative or judicial review of the violations;
4. The current status of the proceedings and of the violation notice;
5. The actions, if any, taken by the applicant to abate the violation; and
6. The final resolution of any notice of violation
It should be noted that the attached represents a complete listing of the above-described
violation notices or cessation orders and their status as reflected by the file of the Office of the
General Counsel of Peabody Holding Company, Inc., 701 N. Market Street, Suite 700, St. Louis,
Missouri 63101-1826, as of October 23, 2001.
Seneca Coal Company reserves the right to supplement this listing to reflect any information
received by the Office of the General Counsel after said date.
Suspended or Revoked Permits
Seneca Coal Company and associated companies in the Organizational Family Tree have not had
a State or Federal mining permit suspended or revoked over the past five years.
PR03 Revised 04/02