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was found to support a posting in the AVS database. <br />11. Please provide documentation for the appointment, 9-4-1998, of Vic Grubb as Treasurer of <br />BRL. This appointment is identified in the submittal, but no documentation was found to <br />support a posting in the AVS database. <br />12. Please provide documentation for the appointment, 6-7-99, of Tom Scherpenberg as Chief <br />Financial Officer of BRL. This appointment is identified in the submittal, but no <br />documentation was found to support a posting in the AVS database. <br />l3. Please provide documentation for the appointment, 12-7-1998, of C. K. Lane as Vice <br />President of BRL. This appointment is identified in the submittal, but no documentation was <br />found to support a posting in the AVS database. <br />14. Please provide documentation for the end date of Matsushima A. Mitsui as a Shareholder of <br />BRL. This interest is identified in the AVS database with a begin date of 1/27/1997. The <br />submittal indicates that AE[ Holding Company, Inc. and AEI Resources, Inc., are sole <br />Shazeholders. <br />15. Please revise the submission to indicate that Robert Addington was appointed (10-20-97) as a <br />Senior Vice President in-lieu-of a Vice President of AEI Holding Company, Inc. <br />Documentation provided in the submittal supports the Senior Vice President appointment. <br />16. The list of controllers for AEI Holding Company, lnc. indicates Addington Enterprises, Inc. <br />is the owner of AEI Holding Company, Inc. The AVS database indicates that Addington <br />Enterprises, Inc., was a shazeholder from 10-20-97 to 06-29-98. Please advise us of the <br />current relationship between these two identities, and submit any documentation required to <br />correct the AVS database or revise the submission accordingly. <br />17. Documentation was provided in the submittal for the appointment begin date (10-20-97) and <br />end date (11-28-1997) of Harold Sergent as an Executive Vice President for AEI Holding <br />Company, Inc. A posting was not made to the AVS database as we were not sure of this <br />identity. The AVS database has a H. E. Sergent as an identity. Please confirm that H. E. <br />Sergent of is Hazold Sergent of the submittal, or submit identity information for Hazold <br />Sergent. Upon receipt of this information, we will post the AVS database accordingly. <br />18. The AVS database indicates that the appointment (8-5-1998) of John Baum as Chief <br />Financial Officer of AEI Resources Holding Company ended 6-6-1999. The submission lists <br />this appointment as still current. If the appointment has ended, please revise the submission <br />accordingly. If the appointment is still in effect, please advise us accordingly. <br />19. The AVS database indicates that the appointment (8-5-1998) of Jim Morris as a Director of <br />AEI Resources Holding Company ended 1-11-1999. The submission lists this appointment <br />4 <br />