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`' <br />Shareholders. <br />Item l2. Please provide documentation for the end date of the appointment of Shomi <br />Nakano as a Director. This appointment is identified in the AVS database with a begin date of <br />11-8-1997. <br />With regard to AEI Holding Company, Inc. (Enclosure 2 is a printout of the current AVS <br />database): <br />Item 13. Please revise the submission to indicate that Robert Addington was appointed (10- <br />20-97) as a Senior Vice President in-lieu-of a Vice President. Documentation provided in the <br />submittal supports the Senior V ice President appointment. <br />Item 14. The submittal indicates Addington Enterprises, Inc. is the owner of AEI Holding <br />Company, Inc. The AVS database indicates that Addington Enterprises, Inc., was a shareholder <br />from 10-20-97 to 06-29-98. Please advise us of the current relationship between these hvo <br />identities, and submit any documentation required to correct the AVS database or revise <br />the submission accordingly. <br />Item l5. Documentation was provided in the submittal for the appointment begin date (10-20-97) <br />and end date (11-28-1997) of Harold Sergent as an Executive Vice President. A posting was not <br />made to the AVS database as we were not sure of this identity. The AVS database has a H. E. <br />Sergent as an identity (see Enclosure 3). Please confirm that H. E. Sergent of Enclosure 3 is <br />Harold Sergent of the submittal, or submit identity information for Harold Sergent. Upon <br />receipt of this information, we will post the AVS database accordingly. <br />With regard to AEI Resources Holding Company, Inc. (Enclosure 4 is a printout of the current <br />AVS database): <br />Item 16. The AVS database indicates that the appointment (8-5-1998) of John Baum as Chief <br />Financial Officer ended 6-6-1999. The submission lists this appointment as still current. [f the <br />appointment has ended, please revise the submission accordingly. If the appointment is still in <br />effect, please advise us accordingly. <br />Item 17. Documentation in the submittal supports the current begin date as recorded in the AVS <br />database of 8-5-1998 for Stonie Barker as a Director. Please revise the submission <br />accordingly. <br />Item 18. The AVS database indicates that the appointment (8-~-1998) of Jim Morris as a <br />Director ended 1-1 I-1999. The submission lists this appointment as still current. If the <br />appointment has ended, please revise the submission accordingly. If the appointment is still in <br />effect, please advise us accordingly. <br />Item 19. The begin date of C. K. Lane's appointment as a Vice President is 12-2-1998 in [he <br />submittal and 12-7-1998 in the AVS database. Please provide documentation to support a <br />