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REV07444
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REV07444
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Entry Properties
Last modified
8/25/2016 1:08:17 AM
Creation date
11/21/2007 9:42:48 AM
Metadata
Fields
Template:
DRMS Permit Index
Permit No
C1981013
IBM Index Class Name
Revision
Doc Date
2/20/2001
Doc Name
Adequacy response
From
WESTERN ENERGY CO
To
DMG
Type & Sequence
TR51
Media Type
D
Archive
No
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Response: <br />The endin~~ dates for the Entech as the Shareholder of Basin Resources will be submitted <br />upon closing of the sale of Basin Resources to Westmoreland Coal Company. <br />Comment <br />Westmoreland Coal Companv: <br />1) In AVS, Laurel B. Placido is listed as m7 Assistant Treasurer, with a Begin Date <br />of 4/17/00, but is not listed on Table 2C, 2.03-9 of the permit page. Please either <br />revise Table 2C, 2.03-9 [o show Laurel Placido as still being an AST, or have <br />AVS updated to show that Laurel Placido is no longer an Assistant Treasurer. <br />Response: <br />Laurel Placido is correctly listed on Table 2C, 2.03-9 of the permit page as Controller. <br />2) [n AVS. William M. Stern is listed as a Director with a Begin Date of 12/20/00. <br />but he is not listed in Table 2C, 2.03-9 of the permit page. Please either revise <br />Table 2C, 2.03-9 to show William M. Stern as a Director, or have AVS updated [o <br />show that he no longer holds the position. <br />1esponse: <br />William Stern has been added to Table 2C, 2.03-9 as a Director. <br />Since the original Ownership and Control information was submitted, Wynnefield <br />Capital no longer is a 10 percent owner of Westmoreland Coal Company stock. Although <br />Wynnefield does not file as a publicly held company with the SEC, it is required to tle <br />Forms 13F as an Institutional Investment Manager. In addition, Wynnefield or certain of <br />its related entities file Schedule liD and Forms 3, 4 and 5 with the SEC in connection <br />with their ownership of Westmoreland Coal Company securities. <br />l~he most recent such filing, a Schedule 13D dated February 2, 2001, reports a significant <br />decrease in the amount of Westmoreland Coal Company voting securities held by <br />Wynnefield and its related entities. As a result of this decrease, even if the holdings of <br />the Wynnefield-related entities are aggregated, the total Wynnefield holdings are now <br />less than 10% of Westmoreland's outstanding voting securities' Therefore, Wynnefield <br />has been removed from the ownership and control information. <br />Specifically, Wynnetield's Febntary 2 Schedule liD shows the following current <br />Wynnefield holdings: <br />I:\shared\Candc\RA1\Ba>inO1:021701 ke.doc <br />
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