PERMFILE72928

• Permit No: C1980005A
• IBM Index Class Name: Permit File
• Doc Date: 12/11/2001
• Doc Name: OWNER OFFICER AND DIRCECTOR INFORMATION
• Section_Exhibit Name: TAB 3 ATTACHMENT 3-3
• Media Type: D
• Archive: Yes

Certificate of the Secrct:uy of
P&L Coal Holdings Corporation
I, Jeffery L. IQinger, Secretary of P&L Coal Holdings Corporation, do hereby certify the following:
• [. P&L Coal Holdings Corporation ("P&L"), a Delaware corporation, owns directly and indirectly 34 coal __
related companies in the United States. The organvation chaR for these companies (attachment ql) as well as
the names of the otFcers and dQectors for each company have been previously furnished to the Office of
Surface Mining Applicant Violator System and appGmble state systems.
The ofTicers and dvectors of each coal mining company have ultimate and final ownership and control
responsrbility for the permitting and operation of its coal mining operations, and the commitment of f"mancia[,
real property assets and working capital. The officers and directors of P&L have the ultimate responsibility
for the budget o[ P&L which includes the operating and capital budgets of the 34 coal related companies.
2. R'hen I sobmitted my certificate dated May ll, 1999, I inadvertently omitted one stockholder which had been
previously disclosed to OSM. I wish to revise and restate my certificate of May Il, 1999 as provided below.
3. P&L has five stockholders which each own 10% or more of the outstanding capital stock of P&L:
% of Shazes
• Lehman Brothers MerrJtant Baoldng Parners H L.P.
is a Delaware limited parmership which does not have
directors and officers. 35
• Lehman Brothers Offshore Investment Partners Q L.P.
is a Bermuda exempted limited partnership, which does
not have directors and ofLcers. 21.8
• Lehman Brothers Capital Partners IV, L.P. is a tintited partnership,
which does not have directors and officers. ~ 12.5
• LB I Group Inc. a a Delaware corporation. 10
• Co-lnvestment Farmers, L.P. is a 1®rted partnership which does not 10
have directors and oH"icers.
The five foregoing entities are collecOvely referred to to °Lavestors^. The Investors are
owned by many individual investors and P&L has no access to such data. The investnrs are
not responsible for the operation o[ PBrL, do not have the right to control the company,
rnmmit the Financial resources of the company, determine the mamer in which the relevarrt
surface coal mining operation is rnnducted or otherwise direct its operations.
4. The following officers and directors (collectively "Officers") of P&L are also officers and employees of a
Lehmao-related company which is atFiliated with LB I Group Inc:
• Roger H. Goodspeed -Director
• Felix Herlihy -Assistant Treastaer
• Henry G. Lentz -Vice President, Assistant Secretary and Director
• Alan H. Wasftkowitz - Dvector
The Officers have authority regardir-g P&L ody in their capacity as an officer and/or director of P&L and
0o by virtue of their status as an employee or officer of aLehman-related entity.
•' ;,.9'(iis~~pfy§c9tip is made to update information and ides maintained by the Office of Surface Mining Applicant
~' V ipYatot•Sy~d any State system which relies on this information for purposes of determ;nt!+g mining permit
'~,"S~oa,~pleeed~ayd`sdequacy.
~' G .~:
J .. Y Je ~ ger
'~ t Secretary oP P&L Coat Holdings Corporation
Subscribed and sworn to before me this 1st day of June 1999.
Notary Public -~-
~oso~vsos