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rom: Jim Stover To: Harry Ranney Date: 1/L02 Time: 2:47:08 PM <br />• RECEIVED <br />z.o3.4(3)(a-c) JAN 02 2002 <br />Spottswood Coal Company, Inc. DivisionolMineralS8Ge010gy <br />95 White Bridge Road #404 <br />Nashville, TN 37205 <br />Telephone: (615) 352-5484 Fax: (615) 352-5868 <br />EIN 62-1484858 <br />Ownership of Spottswood Coal Company, Inc. <br />Positions Assumed 2-28-91 <br />John W. Rich, 55°,6 Stockholder <br />No other individual owns over 10°h of the stock <br />John W. Rich, President and Director <br />D. Tate Rich, Vice President and Director <br />Patti R. Gordon, Secretary-Treasurer and Director <br />Myakka Equity, Inc. <br />95 White Bridge Road #404 <br />Nashville, TN 37205 <br />Telephone: (615) 352-5484 Fax: (615) 352-5668 <br />EIN 62-1399554 <br />• r Ownership of Myakka Equity, Inc. <br />Positions Assumed 2-12-88 <br />John W. Rich, 66% Stockholder <br />No other individual owns over 10% of the stock <br />John W. Rich, President and Director <br />D. Tate Rich, Vice President, General Counsel and Director <br />Patti R. Gordon, Secretary-Treasurer and Director <br />(d) Theta Corporation, identified below, has operated or is operating in the <br />State of Kentucky under the following state permits: <br />077-0088, 077-5037, 077-0085, 077-0089, 277-8003, <br />477-0085, 477-0088, 677,8003, 877-0017, 877-0083, <br />888-0062 <br />(e) Neither the applicant nor the persons who own or control the applicant <br />have any pending surface coal mining permit application in any state in <br />the United States. <br /> <br />2.03-2 <br />January 2002 <br />Pape 2 of 2 <br />