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Duane Gall, Esq. <br />Page 2 <br />penalties of up to $10,000 for each day of violation of the State <br />Water Quality Control Act. At a recent meeting, attended by <br />counsel for both the Division and Wyoming Fuel (as well as repre- <br />sentatives of the other state agencies and their counsel), the <br />Division presented its initial penalty assessment to representa- <br />tives of Wyoming Fuel. Again, this matter has not yet reached <br />final resolution. <br />I was recently informed by a representative of the Division, <br />Sandy Marek, that on August 2, 1988, you came to the Division and <br />spoke to Sandy about the Division's practice in recommending <br />appropriate penalty amounts in administrative enforcement <br />actions. You inquired about other cases in which the Division <br />had assessed civil penalties, and wanted to know if any such <br />cases involved discharges of toxic substances. According to <br />Sandy, although you indicated you were an attorney, it was not <br />clear until the conversation had gone on for a period of time <br />that your firm represented Wyoming Fuel. I had no advance knowl- <br />edge of this contact between yourself and Sandy, and only learned <br />._ .= of it after I was so informed by Sandy. <br />._.._ Dnder the circumstances, your direct contact with a member of my <br />_. :_- client agency, on a matter which so directly impinges on a pend- <br />ing administrative enforcement action, without any attempt to <br />clear the contact through myself, can only be viewed as grossly <br />_..__- improper. See DR7-104(a)(1). In our telephone conversation, you <br />___- asserted that you did not realize a formal enforcement action by <br />the Division was pending against Wyoming Fuel. Obviously, you <br />... now must realize that such is the case. <br />I trust that in the future, no contact by representatives of your <br />firm or by any other counsel representing Wyoming Fuel, will be <br />made with the Division concerning the present enforcement action, <br />or matters related thereto, without prior clearance through me. <br />Should any additional direct contact occur, my recommendation to <br />the Division would be that such conduct be viewed as uncoopera- <br />tive and relevant to the amount of penalty recommended by the <br />Division to be assessed against Wyoming Fuel. <br />You have indicated that you wish to view certain public records <br />of the Division relating to enforcement action in other matters. <br />As we discussed, you agreed to make that request in writing. <br />Obviously, under the circumstances, that request should be <br />directed to me. <br />