<br />Federal Register /Vol. 66, No. 11 /Wednesday, January 17, 2001(Rules and Regulations 4552
<br />fallback. In addition, in response to
<br />comments that we received, we have
<br />included in the final rule a descriptive
<br />definition of "incidental fallback."
<br />As today's rule expressly provides
<br />that it does not shift any burden in CWA
<br />judicial or administrative proceedings,
<br />we do not agree that the rule has the
<br />effect of simply presuming jurisdiction,
<br />as the burden to show that a regulable
<br />discharge occurs has not been altered.
<br />Further, because we do not use a
<br />rebuttable presumption in today's final
<br />rule, the legal standards under the
<br />caselaw for judging the adequacy of an
<br />agency's record to justify a rebuttable
<br />presumption are not relevant to this
<br />rule. We also do not agree that today's
<br />rule results in a permit being required
<br />in every circumstance in which the
<br />activities listed occur. Today's rule
<br />continues to expressly provide that
<br />incidental fallback is not a regulable
<br />discharge, and also provides for project-
<br />specificconsideration of whether only
<br />incidental fallback results from the
<br />activities addressed by the rule. We
<br />believe that the modified regulatory
<br />language provides a measure of
<br />regulatory certainty as to the types of
<br />activities that are likely to result in a
<br />regulable discharge, while preserving
<br />necessary Flexibility to address the
<br />specific circumstances of a given
<br />project.
<br />We also believe that allowing for
<br />project-specific information that the
<br />activity is conducted in a manner that
<br />results in only incidental fallback is
<br />indicative of that flexibility, rather than
<br />undercutting the validity of our general
<br />view. With respect to consistency with
<br />legal precedent and the CWA, we have
<br />addressed such issues elsewhere in the
<br />preamble, primarily in sections II C and
<br />III A.
<br />Today's regulation is based on the
<br />nature ofearth-moving equipment (i.e.,
<br />machines that move the earth). Contrary
<br />to the assertion that no technical
<br />analysis was provided, the preamble to
<br />the proposed rule, as well as materials
<br />in the rule's record, do provide
<br />technical information supporting the
<br />reasonableness of the final rule. We also
<br />believe the rule is reasonable in that it
<br />helps ensure that activities resulting in
<br />discharges meant to be addressed by the
<br />CWA are in fact regulated. Moreover,
<br />the rule's explicit opportunity to
<br />consider project-specific evidence to the
<br />contrary, and express recognition that it
<br />does not shik any burden in any
<br />administrative or judicial proceeding
<br />under the CWA, ensures that activities
<br />outside our jurisdiction are not
<br />regulated.
<br />One commenter contended that
<br />excavation activities result in
<br />environmental benefits, providing an
<br />example that the size of certain
<br />unnamed drainages underwent a net
<br />expansion as the result of excavation a[
<br />mine sites. Another comment asserted
<br />that the presumption was not reasonable
<br />because during the interval between the
<br />court decision and the publication of
<br />the proposed rule, the Corps, according
<br />to the commenter, had implicitly or
<br />explicitly acknowledged circumstances
<br />where excavation activities could be
<br />undertaken without a discharge
<br />requiring a section 404 permit.
<br />Whether or not one agrees that certain
<br />excavation activities result in a net
<br />expansion of waters or net benefit to the
<br />aquatic environment does not beaz upon
<br />the issue of whether such activities
<br />produce regulable discharges. Many
<br />restoration activities and other
<br />environmentally beneficial efforts
<br />necessitate discharges into waters of the
<br />U.S., a number of which are provided
<br />authorization under Nationwide General
<br />Permits.
<br />A number of commenters requested
<br />clarification of, or objected to, the
<br />rebuttal process due to vagueness. These
<br />commenters sought further specifics as
<br />to the type of information that could be
<br />used to rebut the presumption and the
<br />standard of proof. In addition, they
<br />expressed concern that it would be
<br />difficult or impractical to rebut the
<br />presumption contained in the proposed
<br />rule. These commenters were concerned
<br />that the proposal placed an unfair
<br />burden on the landowner by requiring
<br />the applicant to prove a standardless
<br />proposition or not rebut the
<br />presumption and risk enforcement.
<br />These commenters believed it would be
<br />difficult to present a valid case because
<br />the proposal did not establish a set of
<br />clearly defined criteria for rebutting the
<br />presumption of discharge; some said
<br />that the rule seemed to require that a
<br />party undertake the activity with its
<br />inherent enforcement risks in order to
<br />provide evidence to rebut the
<br />presumption; others argued that the
<br />description of a regulable discharge is so
<br />broad that the presumption can not be
<br />rebutted. Others expressed concern that
<br />any effort to rebut the presumption
<br />would be extremely ttme-consuming,
<br />confusing, technically challenging and
<br />cost prohibitive. Other commencers
<br />expressed the view that the rule unfairly
<br />placed the burden of determining
<br />jurisdiction on the regulated
<br />community, a burden that should be
<br />borne by the government instead.
<br />As noted in the proposed rule
<br />preamble, the proposal expressed:
<br />• • our expectation that, absent a
<br />deinonsuation to the contrary, the activities
<br />addressed in the proposed rule typically will
<br />result in more than incidental fallback and
<br />thus result in regulable redeposits of dredged
<br />material. I[ would not, however, establish a
<br />new formal process or new record keeping
<br />requirements, and Section 404 permitting
<br />and application requirements would
<br />continue to apply only to regulable
<br />discharges and not to incidental fallback.
<br />65 FR 50113.
<br />The proposal would not have required
<br />project proponents or landowners to
<br />"prove a negative" or shik the burden
<br />of proof as to CWA jurisdiction from the
<br />government to the regulated community
<br />and the final rule clazifies our intent in
<br />this regard. As we have discussed in
<br />section II C of today's preamble, in light
<br />of comments received, we have revised
<br />the rule to make cleaz that it does not
<br />shift the burden of showing that a
<br />regulable dischazge has occurred under
<br />the CWA, and also have included a
<br />descriptive definition of non-regulable
<br />incidental fallback in order to help
<br />provide a standard against which to
<br />judge regulable versus non-regulable
<br />redeposits. As a result, we do not
<br />believe the final rule somehow
<br />establishes or requires atime-
<br />consuming or expensive rebuttal
<br />process. Instead, it provides clarification
<br />to those who have unwittingly misread
<br />the NMA case to preclude regulation of
<br />all removal activities in waters of the
<br />United States. issues related to the types
<br />of relevant information we will consider
<br />in determining if a regulable discharge
<br />has occurred aze addressed in section II
<br />C of today's preamble.
<br />Other commenters felt the proposed
<br />rule's presumption was unreasonable in
<br />light of the exclusion provided for
<br />"normal dredging operations." As in the
<br />original August 25, 1993, Tulloch Rule,
<br />several commenters suggested that all
<br />discharges of dredged material should
<br />be regulated, stating that it does not
<br />seem reasonable or consistent to
<br />exclude dischazges incidental to
<br />"normal dredging operations" for
<br />navigation, while regulating excavation
<br />for non-navigation purposes.
<br />In response we note that today's rule
<br />does not modify in any respect the
<br />provisions of [he 1993 rule related to
<br />normal dredging operations, and we
<br />have not reopened any of these
<br />provisions in this rulemaking. The
<br />rationale for the normal dredging
<br />operation provisions was explained in
<br />the August 25, 1993 rulemaking (58 FR
<br />45025j15026), and interested readers
<br />are referred to that discussion for further
<br />details.
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