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COMPLIANCE INFORMATION <br />Pursuant to Rule 2, Section 3.5(3) of the Regulations of the Colorado Mined Land Reclamation Board <br />for Coal Mining, the attached is a listing of each violation notice received by Seneca Property, LLC <br />for the period September 1, 2014 to September 1, 2017 for any violation of a provision of the Act, or <br />of any law, rule, or regulation of the United States, or of any State law, rule, or regulation enacted <br />pursuant to Federal law, rule, or regulation pertaining to air or water environmental protection incurred <br />in connection with any surface coal mining operation. A list of all unabated cessation orders and <br />unabated air and water quality violation notices received prior to September 1, 2017 by any surface <br />coal mining and reclamation operations owned or controlled by either Seneca Property, LLC or by any <br />person who owns or controls Seneca Property, LLC is also included. <br />For each violation notice or cessation order reported, the list includes the following information: <br />Any identifying numbers for the operation, including the Federal or State permit number and <br />MSHA number, the dates of issuance of the violation notice and MSHA number, the name of the <br />person to whom the violation notice was issued, and the name of the issuing regulatory authority, <br />department, or agency; <br />2. A brief description of the particular violation alleged in the notice; <br />3. The date, location, and type of any administrative or judicial proceeding initiated concerning the <br />violation, including, but not limited to, proceedings initiated by the applicant to obtain <br />administrative or judicial review of the violations; <br />4. The current status of the proceedings and of the violation notice; <br />5. The actions, if any, taken by the applicant to abate the violation; and <br />6. The final resolution of any notice of violation. <br />It should be noted that the attached represents a complete listing of the above-described violation <br />notices or cessation orders and their status as reflected by the file of the Office of the General Counsel <br />of Peabody Energy Corporation., 701 N. Market Street, Suite 700, St. Louis, Missouri 63101-1826, as <br />of September 1, 2017. Seneca Property, LLC reserves the right to supplement this listing to reflect <br />any information received by the Office of the General Counsel after said date. <br />The following section also lists any suspended or revoked State or Federal mining permits over the <br />past five years for either Seneca Property, LLC or any companies in the Organizational Family Tree <br />(Attachment 3-2). <br />RN -04 3-6.1 Revised 09/2017 <br />