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2.03.5 - COMPLIANCE INFORMATION <br /> Neither GCC Energy, LLC nor persons controlled or under common control has had a <br /> Federal or State mining permit for surface or underground mining operations <br /> suspended or revoked in the last five year period since date of issuance of CDRMS <br /> Mining Permit C-81-035. <br /> Neither GCC Energy, LLC nor persons controlled or under common control has <br /> forfeited a mining bond or similar security deposited in lieu of bond. <br /> One violation has been issued to GCC Energy, LLC during the three years prior to <br /> this application. <br /> CV-2015-001 was issued by the Colorado Division Mining, Reclamation and Safety, <br /> on April 21, 2015. <br /> "The northern margin of the Coal Storage Pile #2, processed coal stockpiled at Stack <br /> Tube #2 was found to have overrun both the designated pad area and the <br /> surrounding collection ditch. And to have encroached upon undisturbed ground from <br /> which topsoil had not been previously salvaged." <br /> The condition was immediately corrected, and CV-2015-001 was terminated on May <br /> 18, 2015. <br /> GCC Energy, LLC King II Mine <br /> Section 2.03.5 <br /> Page 1 October 13, 2016 (TR-26, AR#2) <br />