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2.03.5 - COMPLIANCE INFORMATION <br />Neither GCC Energy, LLC nor persons controlled or under common control has had a <br />Federal or State mining permit for surface or underground mining operations <br />suspended or revoked in the last five year period since date of issuance of CDRMS <br />Mining Permit C-1981-035. <br />Neither GCC Energy, LLC nor persons controlled or under common control has <br />forfeited a mining bond or similar security deposited in lieu of bond. <br />One violation has been issued to GCC Energy, LLC during the three years prior to <br />this application. <br />CV -2012-003 was issued by the Colorado Division Mining, Reclamation and Safety, <br />on April 11, 2012, for using of coal mine waste to backfill the highwall at King I as <br />was approved in the King I permit document. The Notice of Violation was served to <br />Tom Bird at GCC Energy, LLC, MSHA ID # 05-04864. GCC met abatement step 1 on <br />August 14, 2012 with the submittal of an application for a technical revision (TR -20). <br />In fulfillment of abatement step 2, Coal Mine Waste placed improperly against the <br />King I Highwall was removed and transferred to he approved refuse pile. Step 2 was <br />abated on November 30, 2012. CV -2012-003 was terminated on December 11, 2012. <br />GCC Energy, LLC King I Mine <br />Section 2.03.5 <br />Page 1 April 30, 2015 <br />