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COMPLIANCE INFORMATION <br />Pursuant to Rule 2, Section 3.5(3) of the Regulations of the Colorado Mined Land Reclamation <br />Board for Coal Mining, the attached is a listing of each violation notice received by Seneca <br />Property, LLC for the period January 1, 2012 to January 1, 2015 for any violation of a provision <br />of the Act, or of any law, rule, or regulation of the United States, or of any State law, rule, or <br />regulation enacted pursuant to Federal law, rule, or regulation pertaining to air or water <br />environmental protection incurred in connection with any surface coal mining operation. A list of <br />all unabated cessation orders and unabated air and water quality violation notices received prior <br />to January 1, 2015 by any surface coal mining and reclamation operations owned or controlled by <br />either Seneca Coal Company or by any person who owns or controls Seneca Property, LLC is <br />also included. <br />For each violation notice or cessation order reported, the list includes the following information: <br />Any identifying numbers for the operation, including the Federal or State permit number <br />and MSHA number, the dates of issuance of the violation notice and MSHA number, the <br />name of the person to whom the violation notice was issued, and the name of the issuing <br />regulatory authority, department, or agency; <br />2. A brief description of the particular violation alleged in the notice; <br />3. The date, location, and type of any administrative or judicial proceeding initiated <br />concerning the violation, including, but not limited to, proceedings initiated by the applicant <br />to obtain administrative or judicial review of the violations; <br />4. The current status of the proceedings and of the violation notice; <br />5. The actions, if any, taken by the applicant to abate the violation; and <br />6. The final resolution of any notice of violation. <br />It should be noted that the attached represents a complete listing of the above-described violation <br />notices or cessation orders and their status as reflected by the file of the Office of the General <br />Counsel of Peabody Energy Corporation., 701 N. Market Street, Suite 700, St. Louis, Missouri <br />63101-1826, as of January 1, 2010. Seneca Coal Company reserves the right to supplement this <br />listing to reflect any information received by the Office of the General Counsel after said date. <br />SO -2 1 Revised 12/2015 <br />