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2016-02-22_ENFORCEMENT - C1981044
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2016-02-22_ENFORCEMENT - C1981044
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Last modified
8/24/2016 6:19:23 PM
Creation date
3/4/2016 10:58:32 AM
Metadata
Fields
Template:
DRMS Permit Index
Permit No
C1981044
IBM Index Class Name
Enforcement
Doc Date
2/22/2016
Doc Name
Notice of Intent to File Law Suit Against Peabody Energy
From
Wild Earth Guardians
To
Peabody Energy
Violation No.
TDNX16140182004
Email Name
JRS
MPB
DIH
TNL
Media Type
D
Archive
No
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5.4 Effect of Securities Laws. The Pledgor recognizes that the Administrative Agent may be <br />unable to effect a public sale of any or all of the Pledged Stock by reason of certain prohibitions <br />contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to <br />resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to <br />agree, among other things, to acquire such securities for their own account for investment and not with a <br />view to the distribution or resale thereof. The Pledgor acknowledges and agrees that any such private sale <br />may result in prices and other terms less favorable than if such sale were a public sale and, <br />notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made <br />in a commercially reasonable manner. The Administrative Agent shall be under no obligation to delay a <br />sale of any of the Pledged Stock for the period of time necessary to permit the Issuer thereof to register <br />such securities for public sale under the Securities Act, or under applicable state securities laws, even if <br />the Issuer would agree to do so. <br />5.5 Deficiency. The Pledgor shall remain liable for any deficiency if the proceeds of any sale or <br />other disposition of the Collateral are insufficient to pay its Secured Obligations and the reasonable and <br />documented fees and disbursements of any attorneys employed by any Secured Party to collect such <br />deficiency. <br />SECTION 6. POWER OF ATTORNEY AND FURTHER ASSURANCES <br />6.1 Administrative Agent's Appointment as Attorney -in -Fact, Etc. (a) The Pledgor hereby <br />irrevocably constitutes and appoints the Administrative Agent and any officer or agent thereof, with full <br />power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in <br />the place and stead of the Pledgor and in the name of the Pledgor or in its own name, for the purpose of <br />carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all <br />documents and instruments which may be necessary or desirable to accomplish the purposes of this <br />Agreement, and, without limiting the generality of the foregoing, the Pledgor hereby gives the <br />Administrative Agent the power and right, on behalf of the Pledgor, without notice to or assent by the <br />Pledgor, to do any or all of the following: <br />(i) in the name of the Pledgor or its own name, or otherwise, take possession of and <br />endorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of <br />moneys with respect to any Collateral and file any claim or take any other action or proceeding in <br />any court of law or equity or otherwise deemed appropriate by the Administrative Agent for the <br />purpose of collecting any and all such moneys due with respect to any other Collateral whenever <br />payable; <br />(ii) pay or discharge taxes and Liens levied or placed on or threatened against the <br />Collateral, effect any repairs or purchase any insurance called for by the terms of the Loan <br />Documents and pay all or any part of the premiums therefor and the costs thereof; <br />(iii) execute, in connection with any sale provided for in Section 5.3 or 5_4, any <br />endorsements, assignments or other instruments of conveyance or transfer with respect to the <br />Collateral; and <br />10 <br />NY\5929604.13 <br />
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