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2016-02-22_ENFORCEMENT - C1981044
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2016-02-22_ENFORCEMENT - C1981044
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Last modified
8/24/2016 6:19:23 PM
Creation date
3/4/2016 10:58:32 AM
Metadata
Fields
Template:
DRMS Permit Index
Permit No
C1981044
IBM Index Class Name
Enforcement
Doc Date
2/22/2016
Doc Name
Notice of Intent to File Law Suit Against Peabody Energy
From
Wild Earth Guardians
To
Peabody Energy
Violation No.
TDNX16140182004
Email Name
JRS
MPB
DIH
TNL
Media Type
D
Archive
No
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3.3 Valid, Perfected First Priority Liens. The security interests granted pursuant to this <br />Agreement constitute a legal and valid security interest in favor of the Administrative Agent, for the <br />benefit of the Secured Parties, securing the payment and performance of the Pledgor's Secured <br />Obligations and upon completion of the flings and other actions specified on Schedule 2 (all of which, in <br />the case of all flings and other documents referred to on said Schedule, have been delivered to the <br />Administrative Agent in duly completed and duly executed form, as applicable, and may be filed by the <br />Administrative Agent at any time) and payment of all filing fees, will constitute fully perfected security <br />interests in all of the Collateral prior to all other Liens on the Collateral except for non-consensual Liens <br />arising by operation of law and >l ari passu Permitted Liens under Sections 7.01(t) and 7.01 M of the <br />Credit Agreement. To the extent requested by the Administrative Agent, the Pledgor has taken all actions <br />necessary, including without limitation those specified in Section 4.2 to establish the Administrative <br />Agent's "control" (within the meanings of Sections 8-106 and 9-106 of the UCC) over any portion of the <br />Collateral constituting Certificated Securities or Uncertificated Securities. <br />3.4 Name; Jurisdiction of Organization, Etc. As of the Closing Date, (a) the Pledgor's exact <br />legal name (as indicated on the public record of the Pledgor's jurisdiction of formation or organization), <br />jurisdiction of organization and the location of the Pledgor's chief executive office or sole place of <br />business are specified on Schedule 3; (b) the Pledgor is organized solely under the law of the jurisdiction <br />so specified and has not filed any certificates of domestication, transfer or continuance in any other <br />jurisdiction; (c) except as otherwise indicated on Schedule 3, the jurisdiction of the Pledgor's <br />organization or formation is required to maintain a public record showing the Pledgor to have been <br />organized or formed; (d) except as specified on Schedule 3, it has not changed its name, jurisdiction of <br />organization, chief executive office or sole place of business (if applicable) or its corporate structure in <br />any way (e.g. by merger, consolidation, change in corporate form or otherwise) within the past five years <br />and has not within the last five years become bound (whether as a result of merger or otherwise) as <br />Pledgor under a security agreement entered into by another Person, which has not heretofore been <br />terminated; and (e) unless otherwise stated on Schedule 3, the Pledgor is not a transmitting utility as <br />defined in UCC § 9-102(a)(80). <br />3.5 Pledged Stock. (a) Schedule 1 hereto sets forth all of the Initial Pledged Stock owned by the <br />Pledgor and such Pledged Stock constitutes 100% of the issued and outstanding Equity Interests of the <br />Issuer. All of the shares of the Pledged Stock have been duly and validly issued and are fully paid and <br />nonassessable. <br />(b) None of the Pledged Stock is credited to any Securities Account. <br />(c) There are no outstanding warrants, options or other rights to purchase, or shareholder, voting <br />trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires <br />the issuance or sale of, any Pledged Stock. <br />NY\5929604.13 <br />
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