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2016-02-22_ENFORCEMENT - C1982056
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2016-02-22_ENFORCEMENT - C1982056
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Last modified
8/24/2016 6:19:23 PM
Creation date
3/4/2016 10:58:16 AM
Metadata
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Template:
DRMS Permit Index
Permit No
C1982056
IBM Index Class Name
Enforcement
Doc Date
2/22/2016
Doc Name
Notice of Intent to File Law Suit Against Peabody Energy
From
Wild Earth Guardians
To
Peabody Energy
Violation No.
TDNX16140182002
Email Name
JRS
MPB
DIH
JLE
Media Type
D
Archive
No
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directed by the Agent and to pay over to the Agent all proceeds without any set-off or deduction, and (b) <br />except as otherwise directed by the Agent, not to comply with the instructions or directions of any kind <br />originated by the Pledgor or any other person. <br />SECTION 4. Other Agreements. In the event of any conflict between the provisions of this <br />Control Agreement and any other agreement governing the Pledged Securities or the Collateral, the <br />provisions of this Control Agreement shall control. <br />SECTION 5. Protection of Issuer. The Issuer may rely and shall be protected in acting <br />upon any notice, instruction or other communication that it reasonably believes to be genuine and <br />authorized. <br />SECTION 6. Termination. This Control Agreement shall terminate automatically upon <br />receipt by the Issuer of written notice executed by the Agent that (i) the Discharge of the Secured <br />Obligations has occurred, (ii) all of the Collateral has been released or (iii) the Pledged Securities cease to <br />be Uncertificated Securities, whichever is sooner, and the Issuer shall thereafter be relieved of all duties <br />and obligations hereunder. <br />SECTION 7. Notices. All notices, requests and demands to or upon the respective parties <br />hereto to be effective shall be in writing (including by telecopy), and, unless otherwise expressly provided <br />herein, shall be deemed to have been duly given or made when delivered, or three (3) days after being <br />deposited in the mail, postage prepaid, or, in the case of telecopy notice, when received, to the Pledgor's <br />and the Agent's addresses as set forth in the Pledge Agreement, and to the Issuer's address as set forth <br />below, or to such other address as any party may give to the others in writing for such purpose: <br />[Name of Issuer] <br />[Address of Issuer] <br />Attention: <br />Telephone: (_) _- <br />Telecopy: (_) <br />SECTION 8. Amendments in Writing. None of the terms or provisions of this Control <br />Agreement may be waived, amended, supplemented or otherwise modified except by a written instrument <br />executed by the parties hereto. <br />SECTION 9. Entire Agreement. This Control Agreement and the Pledge Agreement <br />constitute the entire agreement and supersede all other prior agreements and understandings, both written <br />and oral, among the parties with respect to the subject matter hereof. <br />SECTION 10. Execution in Counterparts. This Control Agreement may be executed in any <br />number of counterparts by one or more parties to this Control Agreement and all of said counterparts <br />taken together shall be deemed to constitute one and the same instrument. Delivery of an executed <br />signature page of this Control Agreement by facsimile or other electronic transmission shall be effective <br />as delivery of a manually executed counterpart hereof. <br />A-2 <br />NY\5929604.13 <br />
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