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There are no outstanding interests in lands, options, or pending bids on interest held or <br />made by NECC for lands which are contiguous to the area covered by the permit. <br />Owners of record of surface (S) and subsurface (C) or (S&C) contiguous to the permit <br />boundary are shown on Maps 1 and 2. <br />2.03.5 COMPLIANCE INFORMATION <br />Neither, NECC or any of its affiliates or persons controlled by or under common control <br />with it, has had a mining permit for surface coal mining operations suspended or revoked <br />within the last five years. Nor have any such entities forfeited a mining bond or similar <br />security deposited in lieu of a bond in connection with any surface mining operations. <br />Cline Mining has not received any notices of violation within the last five years. <br />New Elk Coal Company LLC was issued NOV CV -2011-003 was issued by certified <br />mail on August 3, 2011 for failure to fully permit operations at the C & W Rail Yard. The <br />violation was terminated November 41, 2011. <br />New Elk Coal Company LLC was issued NOV CV -2011-007 was issued by certified <br />mail on December 16, 2011 for failure to have a copy of the third quarter 2011 <br />Development Waste Pile Inspection report on file at the mine. The violation was <br />terminated January 11, 2012. <br />New Elk Coal Company LLC was issued NOV CV -2011-008 was issued by certified <br />mail on December 16, 2011 for failure to have DRMS approval for new roads, culverts <br />and sediment control systems.. The violation was terminated February 24, 2012. <br />New Elk Coal Company LLC was issued NOV CV -2013-007 on August 22, 2013 for <br />failure to treat surface drainage from a disturbed area before leaving the permit area (Rule <br />4.05.2(1)). The violation was terminated November 7, 2013. <br />New Elk Coal Company LLC was issued NOV CV -2013-008 on August 22, 2013 for <br />failure to maintain ditches, culverts, and berms in compliance with the approved design <br />(Rule 2.07.7(7)). The violation was terminated November 7, 2013. <br />New Elk Coal Company LLC was issued NOV CV -2013-009 on November 22, 2013 for <br />failure to construct and maintain the RDA upland diversion ditch in compliance with the <br />approved design (Rule 2.07.7(7)). Termination with approval of TR -69. <br />RN -06 2.03-5 (Revised 04/20/2014) <br />