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COLORADO <br />Division of Reclamation, <br />Mining and Safety <br />Department of Natural Resources <br />1313 Sherman Street, Room 215 <br />Denver, CO 80203 <br />September 1, 2015 <br />Mr. Per Johansson <br />Aspen Smuggler Mine, LLC <br />420 E. Main Street, Ste 210 <br />Aspen, CO 81611 <br />Re: Smuggler Mine, Permit M-1995-097: Inadequate Financial Warranty for <br />Transfer of Mineral Permit and Succession of Operators, Revision SO -2 <br />Dear Per Johansson: <br />On August 28, 2015, the Division of Reclamation, Mining and Safety received your Financial Warranty Check <br />for Deposit in State Treasury for the Smuggler Mine, Permit M-1995-097. <br />The following items are inadequate with your Financial Warranty: <br />1. Check purchaser listed as Per Johansson,not Aspen Smuggler Mine, LLC. <br />Your check is enclosed for re -issue <br />2. W-9 provided does not list EIN for Aspen Smuggler Mine, LLC <br />In order to complete the acceptance of this financial warranty and processing your request, please return the <br />required documents to the Division by September 22, 2015. All financial warranty forms, are available <br />online at http://mining.state.co.us . <br />If you have any questions, contact me at (303) 866-3567 ext 8148 or barbara.coria(cDstate.co.us <br />Sincerely, <br />Barbara Coria <br />Financial Assurance Specialist <br />Enclosure <br />Certified Mail No. 7014 0150 0000 9138 2326, return receipt requested <br />cc: Dustin Czapla, Division of Reclamation, Mining & Safety <br />1313 Sherman Street, Room 215, Denver, CO 80203 P 303.866.3567 F 303.832.8106 http://mining. state. co. us <br />John W. Hickenlooper, Governor I Mike King, Executive Director I Virginia Brannon, Director <br />