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<br />on2~2' <br /> <br />trees. The courts and FWS have interpreted <br />"harm" in vastly different ways. FWS (in guide. <br />lines for landowners concerning the northern <br />spotted owl) and the courts (in the Palila and <br />Sierra Club decisions against federal and state <br />land management agencies, discussed below) <br />have sometimes opined that "harm" can be es- <br />tablished by proof of habitat modification alone, <br />and have largely assumed the "actual injury" to <br />the listed species required by the harm regu. <br />lation. At other times, the courts and FWS ha\'e <br />been more rigorous in insisting on the actual <br />injury required for "harm." <br />There is substantial controversy about <br />whether the harm regulation is lawful and con- <br />trolling and, if so, how that regulation should <br />be interpreted. Some of the areas of legal un- <br />certainty and the pending cases that may pro- <br />vide greater clarity are described below. <br /> <br />Sweet Home I Issues <br /> <br />Legality of the Regulatory Definition <br />of "Harm." This is one of the two issues at <br />stake in Sweet Home Chapter of Communities <br />for a Great Oregon v, Lujan, 806 F. Supp. 279 <br />(D.D.C. 1992), appeal pending, No. 92-5255 <br />(D.C. Cir.) (Sweet Home I). Sweet Home [ <br />presents the first judicial challenge that the harm <br />regulation is ultra vires of the ESA and is un- <br />constitutionally vague. <br />Sweet Home contends that the ESA legis- <br />lative intent categorically excludes ordinary land <br />use actions from being takings; therefore, the <br />inclusion of habir.at modification actions in the <br />harm regulation exceeds ESA limits. Plaintiffs <br />rely on (1) statements by several congressional <br />leaders suggesting that land acquisition with <br />compensation under ESA !\\ 5 (not uncompen. <br />sated prohibition of land uses as takings) was <br />Congress' exclusive answer to the problem of <br />adverse habitat modification on private lands; <br />(2) the Senate committee's deletion of habitat <br />modification language from the ESA definition <br />of "take"; (3) the exclusion of private land use <br />actions from the pre-ESA law of wildlife takings, <br />Seal/Ie Audubon Soey v. Evans, 952 F.2d 297, <br />302-03 (9th Cir. 1991); and (4) several law <br />review articles and a Department of the Interior <br />legal opinion questioning the legality of the <br />"harm" definition. <br />The government successfully defended the <br />harm regulation before the district court by nar. <br />rowly construing it and by relying on legislative <br />histoty regarding the breadth of the taking pro- <br />hibitions. Judge Norma Holloway Johnson ac- <br />cepted FWS' construction. Under that narrowing <br />interpretation, she upheld the harm regulation <br />against ultra vires and void.for-vagueness chal- <br />lenges. See 806 F. Supp. at 282-86. More par- <br /> <br />ticularly, Judge Johnson found that harm exists <br />only where there is proof "that actual death or <br />injury to a species has occurred"; habitat mod- <br />ification by itself is not a taking and "habitat <br />modification would not be considered a taking <br />unless there was proof of anendant death or <br />injury" to a listed wildlife species. [d. at 284 <br />n.1,286. <br />The Sweet Home I appeal was argued be. <br />fore a D.C. Circuit panel in February 1993. That <br />court's decision should resolve whether the <br />harm regulation is lawful and, if so, should offer <br />some guidance on what it means. <br /> <br />Legality of the Extension of the Taking <br />Prohibition to Threatened Wildlife Spe- <br />cies. This is the second issue addressed in Sweet <br />Home J. A5 noted above, the ESA does not ban <br />the taking of threatened wildlife species. In- <br />sread, ESA !\\ 4 (d) gives FWS the discretionary <br />authority to do so in prescribed circumstances <br />and FWS relied on that authority in issuing 50 <br />C.F.R. !\\ 17.31 (a), which presumptively ex- <br />tends the taking prohibitions to all threatened <br />wildlife species. <br />The Sweet Home plaintiffs believe that ESA <br />!\\ 4(d) only allows FWS to extend the taking <br />prohibitions by a regulation specific to a par- <br />ticular threatened species, and only when FWS <br />documents why such action is "necessary and <br />advisable," ESA!\\ 4(d), for the conservation of <br />that species. Plaintiffs argue that section <br />17.31 (a) exceeds the lawful ESA !\\ 4(d) au. <br />thority because the regulation extends the take <br />prohibition to all threatened wildlife ,pecies <br />. listed before or after its promulgation and with. <br />out the individualized findings that the exten. <br />sion is "necessary and advisable" for each <br />particular species. If plaintiffs are correct, no <br />valid regulation currently bars the taking of <br />threatened species such as the northern spotted <br />owl. <br />Judge Johnson upheld section 17.31 (a) <br />finding that ESA !\\ 4(d) does not preveIlt FWS <br />from banning the taking of all threatened wild- <br />life in a single blanket rule. 806 F. Supp. at <br />286-87. This issue, too, has been briefed and <br />argued in the Sweet Home I appeal. <br /> <br />Does State Law Limit ESA Takings? <br /> <br />Two courts have recently held that state law <br />does not limit ESA takings. This issue ha.< been <br />litigated because several ESA provisions suggest <br />that, often, state law controls on what is an ESA <br />taking. In brief, ESA!\\ 6, 16 U.S.C !\\ 1535, en. <br />courages a state to develop an adequate and ac- <br />tive program for the conservation of listed <br />species. If the program is approved by FWS, the <br />state is emitled to a cooperative agreement and <br />partial federal funding of the program. In a state <br /> <br />NR&EjSUMMER Iq93 <br /> <br />There is a <br />substantial <br />controversy about <br />whether the harm <br />regulation is lawful <br />and controlling and <br />bow tbat regulation <br />should be <br />interpreted. <br /> <br />11 <br />