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<br />, <br /> <br />Federal Register I Vol. 45. No. 249 I Wednesday. December 24. 1980 I Rules and Regulations 85337 <br /> <br />Gu:delines related to other section 404 <br />regulations. <br />The Cle.n W.ter Act prohibits the <br />discharge of dredged or fill material <br />except in compliance with section 404. <br />SecJion 404 sets up a procedure for <br />issuing permits specifying. discharge <br />sites. Certain discharges (e.g. emergency <br />repairs. certain farm and forest roads. <br />and other discharges identified in <br />sections 404(f) and (r)) are exempted <br />from the permit requirements. The <br />permitting authority (either the Corps of <br />Engineers or an approved Slale <br />program) approves discharges at <br />particular sites through application of <br />the section 404(b)(1) Guideline.. which <br />are the substantive criteria for dredged <br />and fill material discharges under the <br />Clp-an Water Act. The Corps also <br />conducts a Public Interest Review, <br />which ensures that the discharge will <br />comply with the applicable <br />requirements of other statutes and be in <br />[he public interest. The Corps or the <br />State. as the case may be. must provide <br />an opportunity for a public hearing <br />before making its decision whether to <br />approve or deny. If the Corps concludes <br />ltlat thp discharge does not comply with <br />the Guidelines. it may still issue the <br />permit under 404{b){Z) if it concludes <br />that the economics of navigation and <br />anchorage warrant. Section 404(b}{2) <br />gives the Secretary a limited authority to <br />issue permits prohibited by the <br />Guidelines; it does not. as some <br />cummenters suggested. require the <br />Guidelines to consider th~ economics of <br />navigation and anchorage. Conversely. <br />because of 404(b)(2). the fact that a <br />discharge of dredged material does not <br />comply with the Guidelines does not <br />mean that it can never be permitted. The <br />Act recugnizes the concerns of ports in <br />secllon 404(b](2). not404(b)[l). Many <br />readers apparently misunderstood this <br />point. <br />EPA's role under section 404 is <br />several-fold. First. EPA has the <br />responsibility for developing the <br />404{bJ(1) Guidelines in conjunction with <br />the Corps. Second, EPA reviews permit <br />applications and gives its comments (if <br />Jny) to the permitting authority. The <br />Corps may issue a permit even if EPA <br />comments adversely. after consultation <br />takes place. In the case of 3tate <br />programs. the State director may not <br />issue a permit aver EPA's unresolved <br />objection. Third, EPA has the <br />responsibility for approving and <br />overseeing Sta te 404 programs. In <br />addition. EPA has enforcement <br />responsibilities under section 309. <br />Finally, under either the Federal or State <br />program, the Administrator may also <br />prohibit the specification of a discharge <br /> <br />site, or restrict its use, by following the <br />procedurps set out in section 404{c), if he <br />determines that discharge would have <br />an unacceptable adverse effect on fish <br />and shellfish areas (including spawning <br />and breeding areas). municipal water <br />supplies, wildlife or recreation areas. He <br />may do so in advance of a planned <br />discharge or while a permit application <br />is heing evaluated or even, in unusual <br />circumstances. after issuance of a <br />permit. (See preamble to 40 CFR Part <br />231.44 FR 58076. October 9.1979.) If the <br />Administrator uses 404(c). he may block <br />the issuance of a permit by the Corps or <br />a State 404 program. Where the <br />Administrator has exercised his section <br />404(c) authority to prohibit. withhold. or <br />restrict the specification of a site for <br />disposal. his action may not be <br />overridden under section 404(b)[2). The <br />fact that EPA ha. 404(c) authority does <br />not lessen EPA's responsibility for <br />developing the 404(b){1) Guidelines for <br />use by the permitting authority. Indeed. <br />if the Guidelines are properly applied, <br />EPA will rarely have to use its 404(c) <br />veto. <br />The Clean Water Act provides for <br />several uses of the Guidelines in <br />addition to the individual permit <br />application review process described <br />above. For example. the Corps or an <br />approved state may issue General <br />permits for a category of similar <br />aclivities where it determines. on the <br />basis of the 404(b)(1) Guidelines. that <br />lne activities will cause only minimal <br />adversp environmental effects both <br />individually and cumulatively (Section <br />404(e) and (g)(l)).ln addition. .ome of <br />the exemptions from the permit <br />requirements involve application of the <br />Guidelinei'l. Section 404(r) exempts <br />discharges associated with Federal <br />construction projects where. among <br />other things, there is an Environmental <br />Impact Statement which considers the <br />404(b)(1) Guidelines. Sectton 404(1)(1)[F) <br />exempts discharges covered by best <br />management practices (BMP's) <br />approved under section 208(b)(4)(B) and <br />(c). the approval of which is based in <br />part on consistency with the 404(b)(1) <br />Guidelines. <br />Several commenters asked for a <br />statement on the applicability of the <br />Guidelines to enforcement procedures. <br />Under sections 309. 404(h)(1)(G). and <br />404(s), EPA, approved States. and the <br />Corps all playa role in enforcing the <br />section 404 permit requirements. <br />Enforcement actions are appropriate <br />when someone is discharging dredged or <br />fill material without a required permit, <br />or violates the terms and conditions of a <br />permit. The Guidelines as such are <br />generally irrelevant to a determination <br /> <br />of either kind of violation. although they <br />may represent the basis for particular <br />permit conditions which are violated. <br />Under the Corps' procedural regulations. <br />the Carps may accept an application for <br />an after-the-fact permit. in lieu of <br />immediately commencing an <br />enforcement action. Such after-the-fact <br />permits may be issued only if they <br />comply with the 404(b)(1) Guidelines as <br />well as other -requirements set out in the <br />Corps' regulations. Criteria and <br />procedures for exercising the various <br />enforcement options are outside the <br />scope of the section 404(b)(1) <br />Guidelines. <br />Some commenters suggested that we <br />either,include specific permit processing <br />procedures or that we cross-reference <br />regulations containing them. Such <br />procedures are described in 33 eFR Part <br />32~27 (Corps' procedures) and in 40 <br />eFR Part 122-124 (minimum State <br />procedures). When specific State 404 <br />programs are approved. their regulations <br />should also be consulted. <br />How Future Changes in the Testing <br />Provision Relate to Promulgation of This <br />Final Rule <br />The September 18. 1979. propo.al <br />contained testing provisions which were <br />essentially the same as those in the <br />Interim Final regulations. The Preamble <br />to that proposal explained that it was <br />our intention to propose changes in the <br />testing provisions. but that a proposal <br />was not yet ready. Consequently. while <br />we have been revising the rest of the <br />Guidelines. we have also been working <br />on B proposal for reorganizing and <br />updating the testing provisions. Now <br />that we bave fmalized the rest of the <br />Guidelines. two options are available to <br />us. First. we could delay ilsuing any <br />final revisit)DS to our 1979 proposal until <br />we could propose a revised testing <br />package, consider comments on it. and <br />finalize the testing provisions. We could <br />then put together the Guidelines and the <br />revised testing section in one final <br />regulation. The 1975 interim final <br />Guidelines would apply in their entirety <br />until then. Second. we could publish the <br />[inal Guidelines (wi th the 1975 testing <br />provisions) and simultaneously propose <br />chanses to the testing provision. It is our <br />present belief that proposed changea to <br />the testing provision would not affect <br />the rest of the Guidelines. but the public <br />would be allowed to comment on any <br />inconsistencies it saw between the rest <br />of the Guidelines and the testing <br />proposal. Then, when the comments to <br />the testing proposal had been <br />considered, we would issue a new final <br />regulation incorporating both the <br />previously prpmulgated rmal Guidelines <br />and the flOal revised testing provision. <br />