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Report of State Auditor 1999
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Report of State Auditor 1999
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6/4/2014 9:41:09 AM
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Publications
Year
1999
Title
Report of the State Auditor
CWCB Section
Finance
Description
Evalation of Actions Taken on the 1998 Colorado Water Conservation Board Construction Fund Loan Program as of December 1999
Publications - Doc Type
Tech Report
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I <br /> Report of The Colorado State Auditor 13 <br /> executed within three years of the project's approval. At that time the Board may seek <br /> deauthorization for idle monies in the next annual construction fund bill unless the Board <br /> specifically approves a time extension. Although the new policy is a good start, we noted <br /> that it needs to be more comprehensive. Specifically, the policy addresses only those <br /> situations where absolutely no action has been taken on a project and is silent in regard to <br /> other situations that might also call for a deauthorization of funds (e.g., cases of completed <br /> projects with residual funding). <br /> Because the policy became effective only on October 1, 1999,we were unable to test its use <br /> or effectiveness in every type of situation that might call for a deauthorization of project <br /> funds (e.g., cases where project funds remained idle for several years). However, we did <br /> review the Board's actions in regard to 14 projects that were finished between June 1998 and <br /> June 1999. Five of these projects had residual funding totaling nearly $820,000. In each of <br /> these five cases,residual funding was unencumbered through a contract amendment reducing <br /> the final amount due. Thus, even though the new policy does not specifically address <br /> residuals,it appears that the Board is making efforts to ensure these situations are dealt with <br /> appropriately. <br /> Ensure Feasibility of Projects Prior to Loan Approval <br /> When an entity applies for a project loan, it must submit an application and conduct a feasibility <br /> study. Feasibility studies must be prepared in sufficient detail to allow the Board to make an <br /> informed decision about whether or not to fund a particular project. During the 1998 audit we found <br /> the Board approved many projects before a feasibility study was completed. Of the 54 project loans <br /> approved from March 1995 to January 1998, about 76 percent (i.e., 41 loans) did not have a <br /> completed feasibility study at the time they were approved. In addition, there were four cases in <br /> which a project feasibility study was completed after or during the same month that the project itself <br /> was completed. We also found that some completed feasibility studies did not contain key data on <br /> the applicant's ability to repay the loan. <br /> Recomme nd ation No. 6 (September 1998). <br /> The Water Conservation Board should improve its methods for ensuring the feasibility of projects <br /> prior to loan approval by: <br /> a. Requiring that projects have a completed feasibility study before a funding request is <br /> considered. In those cases where it is impractical to complete the study prior to approval <br /> and/or General Assembly authorization, the Board may want to consider conditional <br /> approval pending completion of a feasibility study by a certain date while ensuring the study <br /> is completed before any funds are disbursed. <br /> I <br />
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