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7/14/2009 5:01:46 PM
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5/22/2009 6:21:11 PM
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UCREFRP
UCREFRP Catalog Number
7928
Author
Lamb, B. L., N. Burkardt and J. G. Taylor
Title
The Importance Of Defining Technical Issues In Inter-Agency Environmental Negotiations
USFW Year
n.d.
USFW - Doc Type
13
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the next dam, passage facilities could be designed <br />for that project. The parties in Cataract and <br />Oswegatchie understood the facts but disagreed on <br />the values. <br />Ashton-St. Anthony and Pit 3, 4, 5 <br />provide examples of unclear technical issues, <br />opposing values, and an unclear consultation <br />process. In Ashton-St. Anthony none of the parties <br />was able to articulate clear management objectives-- <br />other than the utility's aim to relicense the project. <br />All the parties expressed confusion about how to <br />conduct the consultation. Studies were conducted <br />without agreement on purpose or method. Steps <br />were taken to conduct studies, acquire lands, or <br />perform other mitigation activities without a clear <br />connection to goals beyond meeting milestones in <br />an uncertain process. In Pit 3, 4, 5 instream flow <br />studies were undertaken because it was understood <br />that such studies had been required in other cases. <br />But there was no agreement on the management <br />objective of the studies--i.e., eagle forage or trout <br />fishery. The parties believed the FERC licensing <br />process was fuzzy. Although the rules governing <br />the FERC process changed during the course of all <br />our cases, Ashton-St. Anthony and Pit 3, 4, 5 <br />negotiations were not near conclusion at the time of <br />the change and respondents cited the changed rules <br />as factors in resolving the conflicts. <br />Several factors promote technical clarity <br />during negotiations. For example, we found that <br />having a sense of urgency in the negotiation <br />motivated participants to work hard at defining the <br />appropriate technical issues. Conversely, a <br />consultation process that is at once formally <br />required and uncertain in its procedural <br />requirements reduces the sense of urgency. The <br />combination of the right people in the right places <br />was also extremely important. Knowledgeable <br />individuals with well planned objectives and <br />experience in group decision-making are valuable to <br />all sides. <br />The most successful negotiations we <br />studied focused on two technical elements: First, <br />coming to agreement on desirable conditions <br />(values) and, second, determining how to operate a <br />project to achieve those conditions (facts). In the <br />least successful negotiations, parties attempted to <br />answer the project operation question without <br />resolving their differences over goals. Thus, <br />disagreement over technical issues was a <br />manifestation of underlying differences in approach <br />and philosophy. Achieving technical clarity is <br />difficult. Negotiators often plunged into their task <br />without clearly defining the problem, hoping that a <br />series of studies would illuminate the best course of <br />action (Burkardt et al. 1995). Defining and <br />discussing technical issues and their implications at <br />an early stage may be critical to the ultimate <br />success of a negotiation. <br />ACKNOWLEDGEMENTS <br />We are grateful for the work on this project <br />provided by our research assistant Donna L. <br />Lybecker and for the efforts of colleagues on our <br />research team Dr. Carl Armour, Dr. Terry <br />Waddle, David Fulton, and Beth A. K. Coughlan. <br />LITERATURE CITED <br />Bearzi, J. A. and W. R. Wilkerson. 1990. <br />Accommodating fish and wildlife interests under <br />the Federal Power Act. Natural Resources and <br />Environment. 4(4):20-58. <br />Bearzi, J. A. 1991. The delicate balance of power <br />and nonpower interests in the nation's rivers. <br />Rivers. 2(4):326-332. <br />Burby, J. 1994. Water wizards. Government <br />Executive. 26(11):40-44. <br />Burkardt, N. B. L. Lamb, and J. G. Taylor. 1995. <br />Technical clarity in inter-agency negotiations: <br />Lessons from four hydropower projects. Water <br />Resources Bulletin. 31(2):187-198. <br />Fulton, D. C. 1992. Negotiating successful <br />resource management: An analysis of instream flow <br />mitigation decision processes. MS thesis, Program <br />in Environmental Science and Regional Planning, <br />Washington State University, Pullman, WA. <br />Kerwin, C. M. 1990. Transforming regulation: <br />A case study of hydropower licensing. Public <br />Administration Review. 50(1):91-100. <br />Kerwin, C. M. and J. M. Robinson. 1985. Report <br />to the Office of Hydropower Licensing. Federal <br />Energy Regulatory Commission, Washington, DC. <br />Lamb, B. L. 1992. Accommodating, balancing, <br />and bargaining in hydropower licensing. Resource <br />Law Notes 25 (April):5-11.
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