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<br />10802 <br /> <br />judge, or by some other employee of the <br />Department. or by a. U .8. marshal or his <br />deputy. Service shall be made either (1) <br />by delivering a COpy of the document or <br />paper to the indivIdual to be served, or <br />to a member of the partnership to be <br />served, or to the president, secretary I or <br />other executive officer or any director of <br />the corporation or association to be <br />served. or to the attorney or agent of <br />record of such individual, partnership, <br />corporation. or association; or- (2) by <br />leaving a copy.of the document or paper <br />at the principal office or place of busi- <br />ness of such individual, partnership, <br />corporation, or association, or of its at~ <br />torney or agent of record; or (3) by reg- <br />istering or certifying and mailing a copy <br />. of the document or paper, addressed to <br />such individual, partnership. corporation, <br />or association, or to his or its attorney <br />or agent of record, at his or its last known <br />residence or principal oflice or place at <br />business: Provided, That if the registered <br />or certified document or paper is not a <br />complaint or final order and is returned <br />undelivered because the addressee re- <br />fused or failed to accept delivery, the <br />document or paper shall be remailed by <br />regular mail. Proo! of service hereunder <br />shall be made by the certificate of the <br />person who actually made the service: <br />Provided, That if the service be made by <br />mail, as outlined in subparagraph (3) of <br />this paragraph, proof of service shall be <br />made by the return post oflice receipt, in <br />the case of registered or certified mall, <br />or by the certificate of the person who <br />mailed the matter by regular mail. The <br />certificate and post ofiice receipt con- <br />templated herein shall be filed with the <br />hearing clerk, and the fact of filing <br />thereof shall be noted in the record of <br />the proceeding. <br /> <br />~ ]2.]6-3 Compuln.tion of time. <br /> <br />Saturdays, Sundays, and holidays shall <br />be included in computing the time al- <br />lowed for the flling of any document or <br />paper: Provided, That, when such time <br />expires on a Saturday, Sunday, or Fed- <br />eral legal holiday, such period shall be <br />extended to include the next following <br />business day. <br /> <br />~ 12.16-4 Exlension of time. <br /> <br />The time for the flling of any docu- <br />ment or paper required or authorized <br />under the rules in this part to be filed <br />ma.y be extended by the administrative <br />law judge <before the administrative <br />law judge's initial decision is tl.led) or <br />by the secretary (after the administra- <br />tive law judge's initial decision is filed), <br />if request for such extension of time is <br />made prior to or on the final date al- <br />lowed for such filing, and if, in the Judg- <br />ment of the administrative law judge or <br />the,secretary, as the case may be, after <br />notice to and consideration of the views <br />of the other party, when practicable, <br />there is a good reason for the extension. <br /> <br />~ 12.17 Deposilions. <br /> <br />~ 12.17-1 Appliulion for taking depo- <br />silion. <br /> <br />Upon the appllcaUon of a party to the <br />proceeding, the o.dm1nlstrative law JUdge <br /> <br />RULES AND REGULATIONS <br /> <br />may, at any time after the filing of the <br />complaint, order, under the facsimile <br />signature of the secretary, the tak.ing <br />of testimony by deposition. The BPpltca- <br />tion shall be in writing and shall be filed <br />with the hearing clerk and shall set <br />forth: (a) The name and address of the <br />proposed deponent; (b) the name and <br />address of the person (referred to in this <br />section as officer), qualified under the <br />rules in this part to take depositions, <br />before whom the proposed examination <br />is to be made; (c) the proposed time and <br />place of the examination, which should <br />be at least 15 days after the date of the <br />ma1llng of the application; and (d) the <br />reasons why such deposition should be <br />taken. <br /> <br />~ ]2.]7-2 Admini~trnli~e law judge's <br />order lor laking deposilion. <br /> <br />If the administrative "law judge Is <br />satisfied that good cause for taking the <br />depo~1tion is present, he may order its <br />taking. The order shall be tl.led wIth the <br />hearing clerk and shall be served upon <br />the parties and shall state: (a) The time <br />and place of the examination (which <br />shall not be less than 10 days after the <br />flUng of the order); (b). the name of the <br />officer before whom the examination is <br />to be made; and (c) the name of the de- <br />ponent. The officer and the time and <br />place need not be the same as those sug- <br />gested 1n the application. <br /> <br />~ ]2.17-3 Qualifications of officers. <br /> <br />The deposition shall be made before <br />the administrative law judge, or before <br />an officer authorized by the law of the <br />United states or by the law of the place <br />of the examination to administer oaths, <br />or before an officer authorized by the <br />secretary to administer oaths. No deposi- <br />tion shall be made before an officer who <br />is a relative (within the third degree <br />by blood or marriage), employee. at- <br />torney, or counsel of any party or who <br />is a relative (within the third degree <br />by blood or marriage), or employee of <br />any attorney or COWlSel for any party <br />or who is financially interested in the <br />result of the proceeding: Provided, how- <br />ever, That an oMcer who 18 an employee <br />of the Department and is not a relative <br />of any such party, attorney, or counsel <br />may take depositions in any proceeding <br />under the act. <br /> <br />ti 12.] 7-4 Procedure on exn.minntion. <br /> <br />(a) The deponent shall be examined <br />under oath or amnnatlon and shall be <br />subject to cross-examination. The testi- <br />mony of the deponent shall be recorded <br />by the omcer or by some person under his <br />direction and in his presence. In lIeu of <br />oral cross-examination, parties may <br />transmit written cross-interrogatories to <br />the officer prior to the examination and <br />the omcer shall propound such cross- <br />interrogatories to the deponent. <br />(b) The applicant must arrange for <br />the examination of the witness either by <br />oral examination or by written interrog- <br />atories. If it is found by the adminis- <br />trative law judge, upon the protest of a <br />party to the proceeding, that such party <br />has his residence Wld his place of busi- <br />ness more titan 100 miles from the place <br /> <br />of the examination and that it would <br />constitute an undue hardship upon such <br />party to be represented. at the examina- <br />tIon, the applicant will be required to <br />conduct the examination by means of <br />interrogatories. When the examination <br />is conducted by means of interrogatories. <br />copies of the interrogatories shall be <br />served upon the other parties to the pro- <br />ceeding at least 5 days prior to the date <br />set for the examination, and the other <br />parties shall be afforded an opportunity <br />to file with the officer cross-Interroga- <br />tories at any time prior to the time of <br />the examination. <br /> <br />~ ]%.17-5 Signature by witnc.!!s. <br /> <br />The transcript of the deposition shall <br />be read to or by the deponent. unless <br />such reading is waived by the parties and <br />the depondent. Any changes which the <br />depondent wishes to make shall be <br />entered upon the deposition by the om- <br />cer, wIth a statement of the reasons gIven <br />by the depondent for such changes. The <br />deposition shall be sIgned by the depo- <br />nent, unless the parties by stipulation <br />waive such signing, or unless the depo- <br />nent is ill or cannot be found or refuses <br />to sign. If the deponent does not sign, <br />the officer shall sign and shall state on <br />the record the reason why the deponent <br />did not sign. In such ca.se the deposition <br />shall be as valid as though signed by the <br />de}X>nent, unless the administrative law <br />judge finds that the reason g1ven by the <br />deponent for his refusal to sign reqUires <br />rejection of the deposition in whole or <br />in part. <br /> <br />fi 12.]7-6 Certificalion b,. officer. <br /> <br />The officer shall certify on the deposi- <br />tion that the deponent was duly sworn <br />by him and that the deposition 1::1 a true <br />record at the deponent's testlmoIlY. He <br />shall then securely seal the deposition. <br />together with two copies thereof, in an <br />envelope and mail the same by registered <br />or certified mail to the hearing clerk. <br /> <br />~ 12.]7-7 Use of depositions. <br /> <br />(a) A deposition ordered and taken <br />in accord 11.1th the provisions of this sec- <br />tlon, may be used in a proceeding WIder <br />the act if the administrative law judge <br />finds that the evidence is otherwise ad- <br />missible and {1) that the witness is <br />dead; or (2) that the witness is at a. <br />greater distance than 100 miles from the <br />place of hearing, unless it appears that <br />the absence of the witness was procured <br />by the party offering the depositIon; or <br />(3) that the witness is unable to attend <br />or testify because of age, sickness; <br />infirmity, or imprisonment; or (4) in <br />any event, upon application and notice <br />that such exceptional circumstances <br />exist as to make it desirable, in the inter- <br />ests of justice and with due regard to <br />the importance of presenting the testi- <br />mony orally before the administrative <br />law judge, to allow the deposition to be <br />used. If any part of a deposition is put <br />in evidence by a party, any other party <br />may require the production of the re- <br />mainder, or any other portion, of the <br />deposition. <br /> <br />0, <br /> <br /><!' <br /> <br />0, <br /> <br />. <br /> <br />FEDERAL REGISTER, VOL. 38, "-"0. 84-WEDNESDAY, MAY 2, 1973 <br /> <br />. <br />