<br />10802
<br />
<br />judge, or by some other employee of the
<br />Department. or by a. U .8. marshal or his
<br />deputy. Service shall be made either (1)
<br />by delivering a COpy of the document or
<br />paper to the indivIdual to be served, or
<br />to a member of the partnership to be
<br />served, or to the president, secretary I or
<br />other executive officer or any director of
<br />the corporation or association to be
<br />served. or to the attorney or agent of
<br />record of such individual, partnership,
<br />corporation. or association; or- (2) by
<br />leaving a copy.of the document or paper
<br />at the principal office or place of busi-
<br />ness of such individual, partnership,
<br />corporation, or association, or of its at~
<br />torney or agent of record; or (3) by reg-
<br />istering or certifying and mailing a copy
<br />. of the document or paper, addressed to
<br />such individual, partnership. corporation,
<br />or association, or to his or its attorney
<br />or agent of record, at his or its last known
<br />residence or principal oflice or place at
<br />business: Provided, That if the registered
<br />or certified document or paper is not a
<br />complaint or final order and is returned
<br />undelivered because the addressee re-
<br />fused or failed to accept delivery, the
<br />document or paper shall be remailed by
<br />regular mail. Proo! of service hereunder
<br />shall be made by the certificate of the
<br />person who actually made the service:
<br />Provided, That if the service be made by
<br />mail, as outlined in subparagraph (3) of
<br />this paragraph, proof of service shall be
<br />made by the return post oflice receipt, in
<br />the case of registered or certified mall,
<br />or by the certificate of the person who
<br />mailed the matter by regular mail. The
<br />certificate and post ofiice receipt con-
<br />templated herein shall be filed with the
<br />hearing clerk, and the fact of filing
<br />thereof shall be noted in the record of
<br />the proceeding.
<br />
<br />~ ]2.]6-3 Compuln.tion of time.
<br />
<br />Saturdays, Sundays, and holidays shall
<br />be included in computing the time al-
<br />lowed for the flling of any document or
<br />paper: Provided, That, when such time
<br />expires on a Saturday, Sunday, or Fed-
<br />eral legal holiday, such period shall be
<br />extended to include the next following
<br />business day.
<br />
<br />~ 12.16-4 Exlension of time.
<br />
<br />The time for the flling of any docu-
<br />ment or paper required or authorized
<br />under the rules in this part to be filed
<br />ma.y be extended by the administrative
<br />law judge <before the administrative
<br />law judge's initial decision is tl.led) or
<br />by the secretary (after the administra-
<br />tive law judge's initial decision is filed),
<br />if request for such extension of time is
<br />made prior to or on the final date al-
<br />lowed for such filing, and if, in the Judg-
<br />ment of the administrative law judge or
<br />the,secretary, as the case may be, after
<br />notice to and consideration of the views
<br />of the other party, when practicable,
<br />there is a good reason for the extension.
<br />
<br />~ 12.17 Deposilions.
<br />
<br />~ 12.17-1 Appliulion for taking depo-
<br />silion.
<br />
<br />Upon the appllcaUon of a party to the
<br />proceeding, the o.dm1nlstrative law JUdge
<br />
<br />RULES AND REGULATIONS
<br />
<br />may, at any time after the filing of the
<br />complaint, order, under the facsimile
<br />signature of the secretary, the tak.ing
<br />of testimony by deposition. The BPpltca-
<br />tion shall be in writing and shall be filed
<br />with the hearing clerk and shall set
<br />forth: (a) The name and address of the
<br />proposed deponent; (b) the name and
<br />address of the person (referred to in this
<br />section as officer), qualified under the
<br />rules in this part to take depositions,
<br />before whom the proposed examination
<br />is to be made; (c) the proposed time and
<br />place of the examination, which should
<br />be at least 15 days after the date of the
<br />ma1llng of the application; and (d) the
<br />reasons why such deposition should be
<br />taken.
<br />
<br />~ ]2.]7-2 Admini~trnli~e law judge's
<br />order lor laking deposilion.
<br />
<br />If the administrative "law judge Is
<br />satisfied that good cause for taking the
<br />depo~1tion is present, he may order its
<br />taking. The order shall be tl.led wIth the
<br />hearing clerk and shall be served upon
<br />the parties and shall state: (a) The time
<br />and place of the examination (which
<br />shall not be less than 10 days after the
<br />flUng of the order); (b). the name of the
<br />officer before whom the examination is
<br />to be made; and (c) the name of the de-
<br />ponent. The officer and the time and
<br />place need not be the same as those sug-
<br />gested 1n the application.
<br />
<br />~ ]2.17-3 Qualifications of officers.
<br />
<br />The deposition shall be made before
<br />the administrative law judge, or before
<br />an officer authorized by the law of the
<br />United states or by the law of the place
<br />of the examination to administer oaths,
<br />or before an officer authorized by the
<br />secretary to administer oaths. No deposi-
<br />tion shall be made before an officer who
<br />is a relative (within the third degree
<br />by blood or marriage), employee. at-
<br />torney, or counsel of any party or who
<br />is a relative (within the third degree
<br />by blood or marriage), or employee of
<br />any attorney or COWlSel for any party
<br />or who is financially interested in the
<br />result of the proceeding: Provided, how-
<br />ever, That an oMcer who 18 an employee
<br />of the Department and is not a relative
<br />of any such party, attorney, or counsel
<br />may take depositions in any proceeding
<br />under the act.
<br />
<br />ti 12.] 7-4 Procedure on exn.minntion.
<br />
<br />(a) The deponent shall be examined
<br />under oath or amnnatlon and shall be
<br />subject to cross-examination. The testi-
<br />mony of the deponent shall be recorded
<br />by the omcer or by some person under his
<br />direction and in his presence. In lIeu of
<br />oral cross-examination, parties may
<br />transmit written cross-interrogatories to
<br />the officer prior to the examination and
<br />the omcer shall propound such cross-
<br />interrogatories to the deponent.
<br />(b) The applicant must arrange for
<br />the examination of the witness either by
<br />oral examination or by written interrog-
<br />atories. If it is found by the adminis-
<br />trative law judge, upon the protest of a
<br />party to the proceeding, that such party
<br />has his residence Wld his place of busi-
<br />ness more titan 100 miles from the place
<br />
<br />of the examination and that it would
<br />constitute an undue hardship upon such
<br />party to be represented. at the examina-
<br />tIon, the applicant will be required to
<br />conduct the examination by means of
<br />interrogatories. When the examination
<br />is conducted by means of interrogatories.
<br />copies of the interrogatories shall be
<br />served upon the other parties to the pro-
<br />ceeding at least 5 days prior to the date
<br />set for the examination, and the other
<br />parties shall be afforded an opportunity
<br />to file with the officer cross-Interroga-
<br />tories at any time prior to the time of
<br />the examination.
<br />
<br />~ ]%.17-5 Signature by witnc.!!s.
<br />
<br />The transcript of the deposition shall
<br />be read to or by the deponent. unless
<br />such reading is waived by the parties and
<br />the depondent. Any changes which the
<br />depondent wishes to make shall be
<br />entered upon the deposition by the om-
<br />cer, wIth a statement of the reasons gIven
<br />by the depondent for such changes. The
<br />deposition shall be sIgned by the depo-
<br />nent, unless the parties by stipulation
<br />waive such signing, or unless the depo-
<br />nent is ill or cannot be found or refuses
<br />to sign. If the deponent does not sign,
<br />the officer shall sign and shall state on
<br />the record the reason why the deponent
<br />did not sign. In such ca.se the deposition
<br />shall be as valid as though signed by the
<br />de}X>nent, unless the administrative law
<br />judge finds that the reason g1ven by the
<br />deponent for his refusal to sign reqUires
<br />rejection of the deposition in whole or
<br />in part.
<br />
<br />fi 12.]7-6 Certificalion b,. officer.
<br />
<br />The officer shall certify on the deposi-
<br />tion that the deponent was duly sworn
<br />by him and that the deposition 1::1 a true
<br />record at the deponent's testlmoIlY. He
<br />shall then securely seal the deposition.
<br />together with two copies thereof, in an
<br />envelope and mail the same by registered
<br />or certified mail to the hearing clerk.
<br />
<br />~ 12.]7-7 Use of depositions.
<br />
<br />(a) A deposition ordered and taken
<br />in accord 11.1th the provisions of this sec-
<br />tlon, may be used in a proceeding WIder
<br />the act if the administrative law judge
<br />finds that the evidence is otherwise ad-
<br />missible and {1) that the witness is
<br />dead; or (2) that the witness is at a.
<br />greater distance than 100 miles from the
<br />place of hearing, unless it appears that
<br />the absence of the witness was procured
<br />by the party offering the depositIon; or
<br />(3) that the witness is unable to attend
<br />or testify because of age, sickness;
<br />infirmity, or imprisonment; or (4) in
<br />any event, upon application and notice
<br />that such exceptional circumstances
<br />exist as to make it desirable, in the inter-
<br />ests of justice and with due regard to
<br />the importance of presenting the testi-
<br />mony orally before the administrative
<br />law judge, to allow the deposition to be
<br />used. If any part of a deposition is put
<br />in evidence by a party, any other party
<br />may require the production of the re-
<br />mainder, or any other portion, of the
<br />deposition.
<br />
<br />0,
<br />
<br /><!'
<br />
<br />0,
<br />
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<br />
<br />FEDERAL REGISTER, VOL. 38, "-"0. 84-WEDNESDAY, MAY 2, 1973
<br />
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